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https://www.sec.gov/rules/final/2009/33-8998.pdf
ENHANCED DISCLOSURE AND NEW PROSPECTUS DELIVERY OPTION FOR REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANIES AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is adopting amendments to the form used by mutual funds to register under the Investment Company Act of 1940 and to
https://www.sec.gov/rules/proposed/2007/33-8861.pdf
ENHANCED DISCLOSURE AND NEW PROSPECTUS DELIVERY OPTION FOR REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANIES AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission is proposing amendments to the form used by mutual funds to register under the Investment Company Act of 1940
https://www.gao.gov/products/gao-09-346r
Feb 09, 2009 · GAO reviewed the Securities and Exchange Commission's (SEC) new rule on enhanced disclosure and new prospectus delivery option for registered open-end management investment companies. GAO found that (1) the final rule amends the mutual fund registration form to require certain information to appear in plain English in a standardized order in a summary section at the front of the …
https://www.lexology.com/library/detail.aspx?g=9d9b4ffb-28f4-454f-b3d3-4d035a8438cc
Dec 14, 2007 · Enhanced disclosure and new prospectus delivery option for mutual funds ... New Delivery Option for Mutual Funds ... while a fund may only …
https://www.federalregister.gov/documents/2007/11/30/07-5852/enhanced-disclosure-and-new-prospectus-delivery-option-for-registered-open-end-management-investment
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies A Proposed Rule by the Securities and Exchange Commission on 11/30/2007 Document Details
https://www.sifma.org/resources/submissions/sifma-submits-comments-to-the-sec-on-enhanced-disclosure-and-new-prospectus-delivery-option-for-registered-open-end-management-investment-companies/
Enhanced Disclosure & New Prospectus Delivery Option For Registered Open-End Management Investment Companies Summary SIFMA provides comments to the Securities and Exchange Commission (SEC) on the SEC’s proposal to enhance disclosure and new prospectus delivery option for registered open-end management investment companies release.
https://www.mondaq.com/unitedstates/fund-management-reits/55496/enhanced-disclosure-and-new-prospectus-delivery-option-proposed-for-mutual-funds
Dec 19, 2007 · This would permit a Summary Prospectus to be used to satisfy the prospectus delivery requirements of Section 5(b)(1) of that Act. More significantly, as proposed to be revised, Rule 498 would entail provisions that "have the potential to revolutionize" the delivery of prospectus and other disclosure about mutual funds.
https://www.lexology.com/library/detail.aspx?g=f103eaa1-82aa-4aee-a6cb-326f42f2dba7
Nov 30, 2007 · Enhanced disclosure and new prospectus delivery option proposed for mutual funds ... Authorize a new short-form prospectus called a “Summary Prospectus.” Unlike the current “Profile ...
https://www.sifma.org/wp-content/uploads/2017/05/sifma-submits-comments-to-the-sec-on-enhanced-disclosure-and-new-prospectus-delivery-option-for-registered-open-end-management-investment-companies.pdf
Re: Enhanced Disclosure and New Prospectus Delivery Option For Registered Open-End Management Investment Companies Release No. 33-8861, File No. S7-28-07 . Dear Ms. Morris: The Securities Industry and Financial Markets Association (“SIFMA”) 1. is particularly pleased to comment on the above referenced proposals (collectively, the
http://citeseerx.ist.psu.edu/viewdoc/summary?doi=10.1.1.589.9807
Abstract. The Investment Company Institute1 is pleased to express its strong support for the Commission’s proposed concept of a new prospectus delivery option for mutual funds.2 The proposal to permit funds to provide investors with a summary of key information (a “Summary Prospectus”), and make additional information, including the statutory prospectus, available on the Internet and in ...
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