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https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · 111 This could arise either when an issuer is conducting an electronic-only offering, or when an issuer is conducting a traditional offering, but certain members of the underwriting syndicate that are online brokers offer only electronic delivery. 112 See Securities Act Rule 174.
https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
the SEC’s 30e-3 proposal without presenting the same concerns that disclosure effectiveness would be compromised. 1 Electronic delivery of disclosure has been permitted under guidance adopted by the Securities and Exchange Commission (SEC) in the mid-1990s, subject to notice, access, and delivery requirements. See, e.g., SEC Release
https://www.ria-compliance-consultants.com/2011/04/electronic-delivery-of-new-form-adv-part-2/
Apr 12, 2011 · The U.S. Securities and Exchange Commission (“SEC”) will permit an investment adviser to deliver the Form ADV Part 2 electronically; however, certain conditions must be met. The following are some of the key requirements. First, prior to electronic delivery, your investment adviser must obtain consent from the client.
https://www.uschamber.com/series/above-the-fold/sec-s-e-delivery-rule-common-sense-reform-investors
SEC’s E-Delivery Rule is a Common Sense Reform for Investors. Brian P. O'Shea. Former Senior Director, Center for Capital Markets Competitiveness ... Other entities have also embraced electronic delivery and communication. ... Because of the opposition and attempts to prohibit the SEC from finalizing the e-delivery rule – including efforts ...
https://www.finra.org/rules-guidance/notices/98-03
On May 9, 1996, the Securities and Exchange Commission (SEC or Commission) issued an interpretive release publishing its views on the use of electronic media by broker/dealers for delivery of information. 2 The SEC stated that broker/dealers and others may satisfy their delivery obligations under federal securities laws by using electronic ...
https://www.fidelity.com/bin-public/060_www_fidelity_com/documents/fidelity/electronic-delivery-agreement.pdf
Electronic Delivery Agreement To be sent certain documents electronically, rather than through U.S. mail, you must review this electronic delivery agreement (Agreement), and select the Agree, Yes, and/or Open Account button to consent to electronic delivery of documents pertaining to all your Fidelity accountsFile Size: 38KB
https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
}Compliance Corner — By Jennifer L. Klass and F. Mindy Lo* Electronic Delivery of Form ADV . Electronic delivery is not a new topic for investment advisers. In fact, the . Securities and Exchange Commission (“SEC”) interpretive guidance that sets forth the framework for electronic delivery dates back to …
https://www.wilmerhale.com/en/insights/publications/sec-updates-internet-guidance-may-2000
May 01, 2000 · Electronic Delivery of Documents. The SEC has previously published its views on the use of electronic media to deliver information to investors in two principal releases. In Release No.33-7233 (October 6, 1995), the SEC focused on electronic delivery …
https://www.law.cornell.edu/cfr/text/17/275.204-3
(a) General requirements. If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].(b) Delivery requirements. Subject to paragraph (g), you (or a supervised person acting on your behalf) must:
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