Sec Electronic Delivery 1995

We have collected information about Sec Electronic Delivery 1995 for you. Follow the links to find out details on Sec Electronic Delivery 1995.


SEC Interpretive Releases Archive 1995 - SEC.gov HOME

    https://www.sec.gov/rules/interp/interparchive/interparch1995.shtml
    SEC Interpretive Releases Archive 1995 The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations.

34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · The 1995 Release stated that consent to electronic delivery could relate to all documents to be delivered by or on behalf of a single issuer. 24 The 1995 Release also stated that an issuer could rely on consent obtained by a broker-dealer or other market intermediary. 25 Some securities lawyers have questioned the permissible scope of consents that are obtained by broker-dealers or banks (or their agents) from investors who hold securities …

Comment - SEC

    https://www.sec.gov/rules/interp/s71100/zucker1.htm
    2 NABL's position is consistent with that of the SEC as articulated in Release No. 33-7233 (October 1995) (17 CFR Parts 231, 241 and 271): "Electronically delivered documents must be prepared, updated and delivered consistent with the provisions of the federal securities laws in the same manner as paper documents." See Footnote 20.

SEC Issues Interpretive Release On Use Of Electronic Media ...

    https://corporate.findlaw.com/law-library/sec-issues-interpretive-release-on-use-of-electronic-media.html
    Electronic Document Delivery The interpretative release clarifies some of the open questions that resulted from the SEC's published statements from 1995 and 1996 on the use of electronic media to deliver information to investors.

Final Rules Archive: 1995 - SEC

    https://www.sec.gov/rules/final/finalarchive/finalarchive1995.shtml
    SEC Final Rules: 1995. Archive of older SEC Final Rules available include: Fourth Quarter ... 1995: Exemption of the Securities of the United Mexican States Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities ... 1995: Prospectus Delivery; Securities Transactions Settlement File No.: S7-7-95 ...

SEC Updates Internet Guidance WilmerHale

    https://www.wilmerhale.com/en/insights/publications/sec-updates-internet-guidance-may-2000
    May 01, 2000 · Electronic Delivery of Documents The SEC has previously published its views on the use of electronic media to deliver information to investors in two principal releases. In Release No.33-7233 (October 6, 1995), the SEC focused on electronic delivery …

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, …

    https://www.sec.gov/rules/final/2018/33-10506.pdf
    No. 21399 (Oct. 6, 1995) [60 FR 53458 (Oct. 13, 1995)] ( “1995 Release”) (providing Commission views on the use of electronic media to deliver information to investors, with a focus on electronic delivery of prospectuses, annual reports, and proxy solicitation materials);File Size: 1MB

Compliance Corner - Morgan, Lewis & Bockius

    https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
    COMPLIANCE CORNER. guidelines regarding electronic delivery of information.” What Are the SEC’s Guidelines Regarding Electronic Delivery? The SEC has issued a series of interpretations on electronic delivery (principally in 1995, 1996 and 2000), through which it has made clear that electronic media may be used to satisfy

Notice to Members 98-03 FINRA.org

    https://www.finra.org/rules-guidance/notices/98-03
    On May 9, 1996, the Securities and Exchange Commission (SEC or Commission) issued an interpretive release publishing its views on the use of electronic media by broker/dealers for delivery of information. 2 The SEC stated that broker/dealers and others may satisfy their delivery obligations under federal securities laws by using electronic media as an alternative to paper-based media within the framework established in the SEC's October 1995 …

Searching for Sec Electronic Delivery 1995?

You can just click the links above. The data is collected for you.

Related Delivery Info