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https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · We first published our views on the use of electronic media to deliver information to investors in 1995. 11 The 1995 Release focused on electronic delivery of prospectuses, annual reports to security holders and proxy solicitation materials under the Securities Act of 1933, 12 the Securities Exchange Act of 1934 13 and the Investment Company ...
https://www.ria-compliance-consultants.com/2011/04/electronic-delivery-of-new-form-adv-part-2/
Apr 12, 2011 · The U.S. Securities and Exchange Commission (“SEC”) will permit an investment adviser to deliver the Form ADV Part 2 electronically; however, certain conditions must be met. The following are some of the key requirements. First, prior to electronic delivery, your investment adviser must obtain consent from the client.
https://www.sec.gov/rules/sro/finra/2009/34-59921.pdf
customer statements, confirmations or other communications to other persons or entities. Proposed Supplementary Material .02 (Use of Electronic Media to Satisfy . Delivery Obligations) This provision would allow a firm to satisfy its delivery obligations under the rule
https://www.finra.org/rules-guidance/notices/98-03
On May 9, 1996, the Securities and Exchange Commission (SEC or Commission) issued an interpretive release publishing its views on the use of electronic media by broker/dealers for delivery of information. 2 The SEC stated that broker/dealers and others may satisfy their delivery obligations under federal securities laws by using electronic ...
https://www.msrb.org/msrb1/reports/0299v191/electron.htm
(1) The SEC stated that brokers, dealers and others may satisfy their delivery obligations under federal securities laws by using electronic media as an alternative to paper-based media within the framework established in the SEC's October 1995 interpretive release …
https://www.sifma.org/wp-content/uploads/2017/08/ch06.pdf
transmit transaction confirmations to customers electronically, as long as certain conditions are met. These conditions are set forth in two SEC interpretive releases: Release No. 33-7233 (October 6, 1995), “Use of Electronic Media for Delivery Purposes,” and Release No. 33-7288File Size: 109KB
http://brokerage101.com/confirms.html
ID Confirms are electronic trade confirmations generated by the Depository Trust Company’s Institutional Delivery (ID) System. With the consent of the client, brokerage firms can substitute the ID confirm for the mailed confirm and still satisfy SEC rule 10b-10.
https://www.uschamber.com/series/above-the-fold/sec-s-e-delivery-rule-common-sense-reform-investors
E-delivery was first proposed in 2015 and is part of the SEC’s efforts to modernize reporting systems to meet the needs and preferences of today’s investors. Many investors would prefer the option of viewing shareholder statements online as opposed to poring through hundreds of …
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