Sec Electronic Delivery Of Prospectus

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34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · For example, if an issuer includes a hyperlink within a Section 10 prospectus, the hyperlinked information would become a part of that prospectus. 41 When embedded hyperlinks are used, 42 the hyperlinked information must be filed as part of the prospectus in the effective registration statement and will be subject to liability under Section 11 of the Securities Act. 43 In contrast, a hyperlink from an external document to a Section 10 prospectus …

www.sec.gov

    https://www.sec.gov/rules/concept/33-7233.txt
    Consequently, while this release anticipates the electronic delivery of Section 10(a) prospectuses [15 U.S.C. 77j(a)], confirmations that are used to satisfy the delivery of a Section 10(a) prospectus, as permitted by Securities Act Rule 434 [17 CFR 230.434], cannot be delivered electronically at this time, unless specifically permitted as discussed below.

SEC.gov SEC Adopts Investor Disclosure Improvements for ...

    https://www.sec.gov/news/press-release/2020-57
    Mar 11, 2020 · A summary prospectus is a concise, reader-friendly summary of key facts about the contract. More-detailed information about the variable annuity or variable life insurance contract will be available online, and an investor can choose to have that information delivered in paper or electronic format at no charge.

SEC Adopts Fund E-Delivery Rule, Seeks Comment on Updating ...

    https://www.thinkadvisor.com/2018/06/05/sec-adopts-fund-e-delivery-rule-seeks-comment-on-u/
    The Securities and Exchange Commission on Monday adopted a new rule, 30e-3, which creates an optional “notice and access” method for electronic delivery of shareholder reports.

17 CFR § 240.15c2-8 - Delivery of prospectus. CFR US ...

    https://www.law.cornell.edu/cfr/text/17/240.15c2-8
    Electronic Code of Federal Regulations (e-CFR) Title 17. ... Section 240.15c2-8. Delivery of prospectus. 17 CFR § 240.15c2-8 - Delivery of prospectus. CFR ; Table of Popular Names ... Such broker or dealer shall take reasonable steps to make available a copy of the final prospectus relating to such securities to each of his associated ...

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