Sec Electronic Delivery Prospectus

We have collected information about Sec Electronic Delivery Prospectus for you. Follow the links to find out details on Sec Electronic Delivery Prospectus.


www.sec.gov

    https://www.sec.gov/rules/concept/33-7233.txt
    Consequently, while this release anticipates the electronic delivery of Section 10(a) prospectuses [15 U.S.C. 77j(a)], confirmations that are used to satisfy the delivery of a Section 10(a) prospectus, as permitted by Securities Act Rule 434 [17 CFR 230.434], cannot be delivered electronically at this time, unless specifically permitted as discussed below.

SEC.gov SEC Adopts Investor Disclosure Improvements for ...

    https://www.sec.gov/news/press-release/2020-57
    Mar 11, 2020 · A summary prospectus is a concise, reader-friendly summary of key facts about the contract. More-detailed information about the variable annuity or variable life insurance contract will be available online, and an investor can choose to have that information delivered in paper or electronic format at no charge.

34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · 111 This could arise either when an issuer is conducting an electronic-only offering, or when an issuer is conducting a traditional offering, but certain members of the underwriting syndicate that are online brokers offer only electronic delivery. 112 See Securities Act Rule 174.

Saving Trees: SEC Allows Notice & Access Delivery of ...

    http://www.klgates.com/saving-trees-sec-allows-notice--access-delivery-of-shareholder-reports-08-15-2018/
    Aug 15, 2018 · A summary prospectus may provide instructions describing how a shareholder can elect to receive prospectuses or other documents and communications by electronic delivery (electronic delivery election instructions). Rule 498(f)(2) under the 1933 Act : January 1, 2019 (effective indefinitely)

Promotion of Electronic Delivery and ... - SEC.gov HOME

    https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
    the SEC’s 30e-3 proposal without presenting the same concerns that disclosure effectiveness would be compromised. 1 Electronic delivery of disclosure has been permitted under guidance adopted by the Securities and Exchange Commission (SEC) in the mid-1990s, subject to notice, access, and delivery requirements. See, e.g., SEC Release

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    The SEC staff has indicated that each summary prospectus must be filed separately. However, if the fund uses multiple versions of a summary prospectus with different contact information for various intermediaries and distribution channels, it may file only one …

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory

SEC.gov EDGAR - Search and Access

    https://www.sec.gov/edgar/search-and-access
    You can search information collected by the SEC using a variety of search tools. Search by: Company or fund name, ticker symbol, central index key (CIK), file number, state, country, or standard industrial classification (SIC) ... Tips for using EDGAR and answers to frequently asked questions about researching public companies.

Searching for Sec Electronic Delivery Prospectus?

You can just click the links above. The data is collected for you.

Related Delivery Info