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https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · We first published our views on the use of electronic media to deliver information to investors in 1995. 11 The 1995 Release focused on electronic delivery of prospectuses, annual reports to security holders and proxy solicitation materials under the Securities Act of 1933, 12 the Securities Exchange Act of 1934 13 and the Investment Company ...
https://www.sec.gov/Coronavirus
Below is a quick reference guide to actions taken by the SEC for various market participants. Please see the SEC’s Response to Coronavirus (COVID-19) page for a more detailed summary of the agency’s efforts. Contact information for every division and office, including the agency’s 11 regional offices, can be found on the SEC directory.
https://www.ria-compliance-consultants.com/2011/04/electronic-delivery-of-new-form-adv-part-2/
Apr 12, 2011 · Click here to view the SEC’s full rules regarding electronic delivery. Finally, regardless of whether the client has opted for electronic delivery, you investment adviser is required provide a paper copy of the Form ADV Part 2 whenever a paper copy is specifically requested by the client.
https://www.uschamber.com/series/above-the-fold/sec-s-e-delivery-rule-common-sense-reform-investors
Home / Above the Fold / SEC’s E-Delivery Rule is a Common Sense Reform for Investors. Above the Fold. Jan 25, 2018 - 9:00am ... Other entities have also embraced electronic delivery and communication. ... Because of the opposition and attempts to prohibit the SEC from finalizing the e-delivery rule – including efforts in Congress ...
https://www.finra.org/rules-guidance/notices/98-03
On May 9, 1996, the Securities and Exchange Commission (SEC or Commission) issued an interpretive release publishing its views on the use of electronic media by broker/dealers for delivery of information. 2 The SEC stated that broker/dealers and others may satisfy their delivery obligations under federal securities laws by using electronic ...
https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
COMPLIANCE CORNER. guidelines regarding electronic delivery of information.” What Are the SEC’s Guidelines Regarding Electronic Delivery? The SEC has issued a series of interpretations on electronic delivery (principally in 1995, 1996 and 2000), through which it has made clear that electronic media may be used to satisfy
https://buckleyfirm.com/sites/default/files/Requirements_Pertaining_to_the_Electronic_Delivery_of_Required_Documents.pdf
consent to electronic delivery. SEC Interpretive Releases The SEC first published its views on the use of electronic media to deliver information to investors in 1995. The interpretive guidance in the 1995 Release addressed the electronic delivery of prospectuses, annual reports to securities holders and proxy solicitation mate-rials.File Size: 138KB
https://www.finra.org/sites/default/files/NoticeDocument/p004749.pdf
information, whether by electronic or paper means. The SEC release stated that the above standards are intended to per-mit broker/dealers to comply with their delivery obligations under the federal securities laws when using electronic media. While compliance with the guidelines is not mandatory for the electronic delivery of non-File Size: 28KB
https://corporate.findlaw.com/law-library/sec-issues-interpretive-release-on-use-of-electronic-media.html
The SEC clarified that an issuer or market intermediary may satisfy evidence of electronic delivery by obtaining informed consent telephonically from an investor to receive information through a particular electronic medium.
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