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https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can...
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
Prospectus Delivery. The purpose of a prospectus is to inform the public so that an investor makes an informed decision knowing the risks of the investment.
https://www.sec.gov/news/press-release/2020-57
Mar 11, 2020 · The new rule permits variable contracts to make the prospectuses for underlying mutual fund investment options, and other documents relating to those mutual funds, available online. The variable contract's summary prospectus must provide certain key information about those mutual funds.
https://www.sec.gov/rules/final/2009/33-8998.pdf
satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory
https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the Securities Act of 1933 (the “Securities Act”) and the Investment Company Act of 1940 (“Investment Company Act”), which is described in this section.File Size: 823KB
https://finance.zacks.com/sec-prospectus-rules-3758.html
Mutual fund prospectuses must conform to specific rules regulated by the SEC. A mutual fund prospectus relates to investors the objectives and strategies, risks and performance of the fund…
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the 1933 Act and the 1940 Act, which is described in this section. § 4:1.1 Registration Under the 1933 and 1940 Acts As mutual funds continuously offer and sell securities (their shares)
https://www.finra.org/rules-guidance/key-topics/mutual-funds
Jul 17, 2019 · FINRA does not regulate mutual funds directly, but regulates the broker-dealers and registered representatives that sell mutual funds. In this capacity, FINRA enforces rules on mutual fund advertising, sales practices, including the sales loads that broker-dealers may charge, the incentives provided to registered representatives and the execution of mutual fund portfolio transactions.
https://media2.mofo.com/documents/130726-finra-late-prospectus.pdf
Rule 15c6-1 effectively requires issuers to deliver the prospectus within three business days of the trade date. Failure to comply with the prospectus delivery rule can mean violations of several additional rules.
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