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https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://www.sec.gov/rules/final/2009/33-8998.pdf
satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory
https://www.sec.gov/fast-answers/answersmfprospectustipshtm.html
Jul 28, 2010 · Mutual funds must provide a copy of the fund’s prospectus to shareholders after they purchase shares, but investors can – and should – request and read the fund’s prospectus before making an investment decision. There are two kinds of prospectuses: (1) the statutory prospectus; and (2) the Summary Prospectus.
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
Mutual funds, exchange traded funds and unit investment trusts also need to provide potential investors with a statement of additional information ... Delivery of Prospectus: Rules & Requirements
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the 1933 Act and the 1940 Act, which is described in this section. § 4:1.1 Registration Under the 1933 and 1940 Acts As mutual funds continuously offer and sell securities (their shares)
https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
the conduct of funds, which are subject to extensive substantive regulation under the Investment Company Act.” Investment Company Act Release No. 23,064, at n.221 (June 1, 1998). This remains a goal that is not always achieved. Prospectus Disclosure and Delivery Requirements § 4:1.2 (Mutual Fund Reg., Rel. #11, 7/17) 4–5 2nd Proofs 6/28/2017File Size: 823KB
https://www.akingump.com/en/news-insights/sec-issues-final-rule-regarding-mutual-fund-and-etf-disclosure-requirements-and-adopts-new.html
Jan 28, 2009 · SEC Issues Final Rule Regarding Mutual Fund and ETF Disclosure Requirements and Adopts New Prospectus Delivery Option [1] ... The SEC also adopted a new prospectus delivery regime to allow mutual funds to satisfy their obligations with the delivery of a “summary” prospectus and providing access to the statutory prospectus on their Web site ...
https://www.thebalance.com/the-summary-prospectus-2466681
Oct 31, 2019 · Requiring mutual fund companies to offer the summary prospectus was a beneficial step toward transforming the complexities of investing in mutual funds into a more simple, accessible format.
https://www.finra.org/rules-guidance/key-topics/mutual-funds
Jul 17, 2019 · FINRA does not regulate mutual funds directly, but regulates the broker-dealers and registered representatives that sell mutual funds. In this capacity, FINRA enforces rules on mutual fund advertising, sales practices, including the sales loads that broker-dealers may charge, the incentives provided to registered representatives and the execution of mutual fund portfolio transactions.
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