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https://www.sec.gov/rules/final/33-8591.pdf
ii. Procedural Requirements iii. Comments on Form S-1 and Form F-1 Amendments c. Elimination of Form S-2 and Form F-2 VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification
http://lafayetteinvestments.com/vision/prosdel_methods.html
PROSPECTUS DELIVERY METHODS. Important prospectus delivery information for customers of Lafayette Investments, Inc. In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery ...
https://www.law.cornell.edu/cfr/text/17/230.172
Delivery of prospectuses. 17 CFR § 230.172 - Delivery of prospectuses. CFR ; ... of the Act to have a prospectus that satisfies the requirements of section 10(a) of the Act precede or accompany the carrying or delivery of a security in a registered offering is satisfied if the conditions in paragraph (c) ...
http://www.stblaw.com/content/News/News364_3.pdf
Prospectus Delivery Reforms The Reforms will implement a new “access equals delivery” model for final prospectuses. The final prospectus delivery obligations of issuers, brokers and dealers will generally be satisfied by the filing of the final prospectus with the SEC, rather than by delivery of …File Size: 438KB
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Requirements for Prospectus Delivery Mutual Funds ... free number and an e-mail address where they can access the complete prospectus. Within three business days of receiving a request from an ...
https://www.sec.gov/rules/petitions/2018/petn4-734.pdf
the Commission's on-line EDGAR System, the "access equals delivery" model implemented a delivery regime which permits issuers to satisfy their prospectus delivery requirements as long as they file a final prospectus with the Commission, or make a good faith and reasonable effort to file such final prospectus, by the required prospectus filing date.
https://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20200109_51-405_fund-reporting-issuers.htm
Jan 09, 2020 · We note that access equals delivery models have been implemented for prospectuses in the U.S., the European Union and Australia. Please refer to Annex A of this Consultation Paper for further information. Some stakeholders are supportive of implementing an access equals delivery model for …
https://www.mayerbrown.com/public_docs/webinar_sorr_24Aug05_color.pdf
Prospectus Delivery • “Access equals delivery” model adopted subject to conditions (Rule 172) • Requirement under Section 5 to have a prospectus precede or accompany delivery of a security satisfied by filing the prospectus if Registration statement effective and not …File Size: 263KB
https://www.law.cornell.edu/cfr/text/17/240.15c2-8
Delivery of prospectus. 17 CFR § 240.15c2-8 - Delivery of prospectus. CFR ; Table of Popular Names ... respect to which a registration statement has been filed under the Securities Act of 1933 unless he complies with the requirements set forth in paragraphs (b) through (h) ...
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
[C] Summary Prospectus: Delivery of Statutory Prospectus Upon Request § 4:6 Use of Electronic Media § 4:6.1 Consent to Electronic Delivery § 4:6.2 Notice, Access, and Proof of Delivery § 4:6.3 Hyperlinks § 4:1 Federal and State Registration Requirements Mutual fund prospectus disclosures are made in the context of registration of the fund ...
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