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https://www.law.cornell.edu/cfr/text/17/230.174
(g) If the registration statement relates to an offering of securities of a “blank check company,” as defined in Rule 419 under the Act (17 CFR 230.419), the statutory period for prospectus delivery specified in section 4(3) of the Act shall not terminate until 90 days after the date funds and securities are released from the escrow or trust account pursuant to Rule 419 under the Act.
https://www.law.cornell.edu/cfr/text/17/240.15c2-8
(d) Such broker or dealer shall take reasonable steps to comply promptly with the written request of any person for a copy of the final prospectus relating to such securities during the period between the effective date of the registration statement and the later of either the termination of such distribution, or the expiration of the applicable 40- or 90-day period under section 4(3) of the Securities Act of 1933.
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://www.coursehero.com/file/p1v3jql/Prospectus-delivery-requirements-in-secondary-market-o-IPOs-90-days-if-the/
Prospectus delivery requirements in secondary market o IPOs 90 days if the security is to be quoted in the Pink Sheets or over the OTCBB (non-Nasdaq) 25 days if the security is to be listed or quoted over Nasdaq o Additional issue offerings If security is listed or quoted over Nasdaq, a prospectus must be delivered only in connection with purchases at the public offering price Non-Nasdaq, prospectus delivery requirement period …
https://www.securitieslawyer101.com/2014/prospectus-delivery-requirements/
In IPO’s, a final prospectus must be delivered to all investors with or before they purchase the security being offered. Final prospectus delivery obligations are satisfied when the Company files its final prospectus meeting the requirements of Section 10(a) of …
https://www.sec.gov/Archives/edgar/data/1423689/000119312508116871/d424b4.htm
Until June 8, 2008 (25 days after the commencement of this offering), all dealers that effect transactions in these securities, whether or not participating in this offering, may be required to deliver a prospectus. This delivery is in addition to the dealer’s obligation to deliver a prospectus when acting as an underwriter and with respect to its unsold allotments or subscriptions.
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Prospectus Disclosure and Delivery Requirements Michael Glazer Partner, Bingham McCutchen LLP [Chapter 4 is current as of April 1, 2010.] § 4:1 Federal and State Registration Requirements § 4:1.1 Registration Under the 1933 and 1940 Acts § 4:1.2 The Federal Registration Process [A] Applicable Forms [B] Automatic Effectiveness—Delaying Amendment
https://www.investopedia.com/terms/p/prospectus.asp
Prospectus: A prospectus is a formal legal document that is required by and filed with the Securities and Exchange Commission that provides details about an investment offering for sale to the ...
https://media2.mofo.com/documents/faq_communications.pdf
A written offer under Rule 163 is considered to be a statutory prospectus that is subject to liability under Section 12(a)(2) of the Securities Act, and a free writing prospectus that must be filed pursuant to Rule 433. If no registration statement is filed, however, a Rule 163 communication will not need to be filed.File Size: 359KB
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