Delivery Of Mutual Funds Prospectus

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Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Prospectus Delivery The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can...

Delivery of Prospectus: Rules & Requirements Study.com

    https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
    Prospectus Delivery The purpose of a prospectus is to inform the public so that an investor makes an informed decision knowing the risks of the investment. Failure to make a full disclosure leaves...

SEC.gov Mutual Fund Prospectus

    https://www.sec.gov/fast-answers/answersmfprospectustipshtm.html
    Jul 28, 2010 · Mutual Fund Prospectus. Mutual funds must provide a copy of the fund’s prospectus to shareholders after they purchase shares, but investors can – and should – request and read the fund’s prospectus before making an investment decision. There are two kinds of prospectuses: (1) the statutory prospectus; and (2) the Summary Prospectus.

"Constructive Delivery" of Mutual Fund Prospectuses to ...

    https://www.mminst.org/mmi-news/constructive-delivery-mutual-fund-prospectuses-discretionary-investment-advisers
    "Constructive Delivery" of Mutual Fund Prospectuses to Discretionary Investment Advisers. We are pleased to share a significant and positive outcome to MMI's advocacy efforts to advance the interests of our members by obtaining guidance from the SEC staff that a broker-dealer can satisfy its prospectus delivery obligations under...

Prospectus Disclosure 6/28/2017 and Delivery Requirements

    https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
    Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the Securities Act of 1933 (the “Securities Act”) and the Investment Company Act of 1940 (“Investment Company Act”), which is described in this section.File Size: 823KB

SEC Issues Final Rule Regarding Mutual Fund and ETF ...

    https://www.akingump.com/en/news-insights/sec-issues-final-rule-regarding-mutual-fund-and-etf-disclosure-requirements-and-adopts-new.html
    Jan 28, 2009 · The SEC also adopted a new prospectus delivery regime to allow mutual funds to satisfy their obligations with the delivery of a “summary” prospectus and providing access to the statutory prospectus on their Web site as part of a layered disclosure system.

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the 1933 Act and the 1940 Act, which is described in this section. § 4:1.1 Registration Under the 1933 and 1940 Acts As mutual funds continuously offer and sell securities (their shares)

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site.

Prospectuses & Reports - American Funds American Funds

    https://www.capitalgroup.com/individual/investments/prospectuses-and-reports.htm
    76 rows · summary prospectus: a legal document that provides a summary of a fund’s prospectus. The …

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