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https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://www.sec.gov/rules/final/2009/33-8998.pdf
of the prospectus, consisting of key information about the fund, including investment objectives and strategies, risks, costs, and performance. We are also adopting a new option for satisfying prospectus delivery obligations with respect to mutual fund securities under the Securities Act. Under the option, key information will be sent or
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the 1933 Act and the 1940 Act, which is described in this section. § 4:1.1 Registration Under the 1933 and 1940 Acts As mutual funds continuously offer and sell securities (their shares)
https://www.mminst.org/mmi-news/constructive-delivery-mutual-fund-prospectuses-discretionary-investment-advisers
"For purposes of Section 5(b)(2) of the Securities Act, the Division is of the view that a broker-dealer may satisfy its obligations under Section 5(b)(2) to deliver a prospectus to a client of an investment adviser purchasing shares of a Mutual Fund by delivering the Mutual Fund prospectus to the investment adviser so long as the broker-dealer ...
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
Prospectus Delivery. ... Helen is looking to invest $50,000 of her retirement account in Forward Mutual Fund. She is given a prospectus to read. She also requests a Statement of Additional ...
https://www.akingump.com/en/news-insights/sec-issues-final-rule-regarding-mutual-fund-and-etf-disclosure-requirements-and-adopts-new.html
Jan 28, 2009 · On January 13, 2009, the Securities and Exchange Commission (SEC) expanded the disclosure requirements of registered open-end investment companies to, among other things, create a new “summary” section at the beginning of each mutual fund’s statutory prospectus that will include previously required items and new items in a standard format.
http://www.klgates.com/summary-prospectus-and-new-prospectus-delivery-option-for-mutual-funds-02-05-2009/
Feb 05, 2009 · The SEC has adopted an "improved mutual fund disclosure framework." The new rules call for a new summary section (Summary Section) to be placed at the beginning of the statutorily required full prospectus, and provide that a mutual fund may satisfy its prospectus delivery obligation by providing an investor a "Summary Prospectus" containing substantially the same information that is in …
https://finance.zacks.com/prospectuses-still-required-selling-mutual-funds-7871.html
Statutory Prospectus and Proxies. The rule on fund prospectuses requires all mutual funds to deliver a statutory prospectus to any customer or potential investor that requests one.
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