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https://www.sec.gov/rules/final/33-8591.pdf
VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.
http://www.stblaw.com/content/News/News364_3.pdf
Prospectus Delivery Reforms The Reforms will implement a new “access equals delivery” model for final prospectuses. The final prospectus delivery obligations of issuers, brokers and dealers will generally be satisfied by the filing of the final prospectus with the SEC, rather than by delivery of …File Size: 438KB
http://www.msrb.org/Rules-and-Interpretations/Regulatory-Notices/2006/2006-19.aspx
use or allow others to use any data mining, crawling, "scraping", robot or similar automated or data gathering or extraction method, or any manual process, to access, acquire, monitor or copy any portion of the Website, Content or Services, or otherwise systematically download or store Content (unless otherwise authorized by the MSRB or, in the ...
http://lafayetteinvestments.com/vision/prosdel_methods.html
PROSPECTUS DELIVERY METHODS. Important prospectus delivery information for customers of Lafayette Investments, Inc. In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery ...
https://www.sifma.org/resources/submissions/tbma-submits-comments-to-the-msrb-on-application-of-access-equals-delivery-standard-to-official-statement-dissemination/
The Bond Market Association (TBMA)* provides comments to the Municipal Securities Rulemaking Board (MSRB) on the application of access equals delivery standard to official statement dissemination for new issue municipal securities, MSRB Notice 2006-19. The proposal would implement an electronic system of primary market disclosure to promote significantly more effective and efficient delivery ...
https://www.sec.gov/rules/proposed/s71005/rdaly112205.pdf
ADP has become the leader in providing an access equals delivery solution for all investors who choose it. We have made substantial, sustained investments in technology solutions, and worked in lockstep with the SEC to increase investor participation and protection, and provide increasing efficiencies to issuers.File Size: 27KB
https://www.law.cornell.edu/cfr/text/17/230.172
(a) Sending confirmations and notices of allocations. After the effective date of a registration statement, the following are exempt from the provisions of section 5(b)(1) of the Act if the conditions set forth in paragraph (c) of this section are satisfied: (1) Written confirmations of sales of securities in an offering pursuant to a registration statement that contain information limited to ...
https://www.mayerbrown.com/public_docs/webinar_sorr_24Aug05_color.pdf
Prospectus Delivery • “Access equals delivery” model adopted subject to conditions (Rule 172) • Requirement under Section 5 to have a prospectus precede or accompany delivery of a security satisfied by filing the prospectus if Registration statement effective and not …File Size: 263KB
https://www.forooghianlaw.com/blog/access-equals-delivery
Jan 10, 2020 · “Access Equals Delivery” Model. Given widespread access to, and use of, the Internet, the Consultation Paper notes that the CSA members are evaluating whether to adopt an “access equals delivery” model to satisfy delivery requirements under securities legislation.Location: 400 Burrard Street, Suite 1050 Vancouver, BC, V6C 3A6 Canada
https://www.kirkland.com/siteFiles/kirkexp/publications/2324/Document1/Capital_Markets_Alert_8.05_FINAL.pdf
delivery of information to investors. The new rules will become effective on December 1, 2005. ... fall under the definition of free writing prospectuses, in order to encourage their www.kirkland.com . use, the SEC is not requiring an issuer to file the script of the road show (except in the context of an IPO, unless ...File Size: 148KB
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