Access Equals Delivery Mutual Funds

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Fixed Income Offering Disclosure Documentation Information ...

    https://www.raymondjames.com/wealth-management/advice-products-and-services/investment-solutions/fixed-income/fixed-income-offering-disclosure-documentation-information
    Fixed Income Offering Disclosure Documentation Information. Raymond James has adopted “Access Equals Delivery”* for delivery of offering disclosure documents, including, without limitation, prospectuses and official statements. To access offering disclosure documents, please visit the websites listed below.

The SEC Adopts Securities Offering Reform

    http://www.stblaw.com/content/News/News364_3.pdf
    Prospectus Delivery Reforms The Reforms will implement a new “access equals delivery” model for final prospectuses. The final prospectus delivery obligations of issuers, brokers and dealers will generally be satisfied by the filing of the final prospectus with the SEC, rather than by delivery of …File Size: 438KB

PROSPECTUS DELIVERY METHODS - Lafayette Investments

    http://lafayetteinvestments.com/vision/prosdel_methods.html
    PROSPECTUS DELIVERY METHODS. Important prospectus delivery information for customers of Lafayette Investments, Inc. In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery ...

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    ENHANCED DISCLOSURE AND NEW PROSPECTUS DELIVERY OPTION FOR REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANIES AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is adopting amendments to the form used by mutual funds to register under the Investment Company Act of 1940 and to

SECURITIES AND EXCHANGE COMMISSION - SEC.gov

    https://www.sec.gov/rules/final/33-8591.pdf
    VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.

FAIR Focus: Annual Charges and Investments Performance ...

    https://myemail.constantcontact.com/FAIR-Focus--Annual-Charges-and-Investments-Performance-Statements---Is-Self-Regulation-in-the-Public-Interest----Mutual-Fund-Emb.html?soid=1102284477892&aid=0iIEubjFrKA
    "Access equals delivery" shifts the burden from financial institutions and the corporations that issue securities for sale to the public, onto Canadian consumers. Receiving a boiler-plate email that a document is accessible is simply not enough unless the aim is to obfuscate.

Comment on a Concept Proposal for Electronic Dissemination ...

    http://www.msrb.org/RFC/2012-10/Sutherland.pdf
    The time to implement an access equals delivery disclosure model for the Advisor Plan marketplace is long overdue. Official Statement delivery obligations for all municipal securities, including 529 Plans, should be able to be satisfied via postings on EMMA or other approved/official web sites (such as the CSPN web site in the case of 529 Plans).

Re: Investment Company Act Release No. 26778 (March 1 ...

    https://www.finra.org/sites/default/files/Industry/p013725.pdf
    delivery of the point of sale disclosure document. The SEC should take an “access equals delivery” approach to mutual fund prospectus delivery. In the point of sale disclosure document, the SEC should simplify disclosure about annual expenses into a single, bottom-line number.

Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Requirements for Prospectus Delivery Mutual Funds. By: Patrick Gleeson, Ph. D., ... along with a toll-free number and an e-mail address where they can access the complete prospectus. Within three ...

SEC Issues Final Rule Regarding Mutual Fund and ETF ...

    https://www.akingump.com/en/news-insights/sec-issues-final-rule-regarding-mutual-fund-and-etf-disclosure-requirements-and-adopts-new.html
    Jan 28, 2009 · SEC Issues Final Rule Regarding Mutual Fund and ETF Disclosure Requirements and Adopts New Prospectus Delivery Option [1] ... The SEC also adopted a new prospectus delivery regime to allow mutual funds to satisfy their obligations with the delivery of a “summary” prospectus and providing access to the statutory prospectus on their Web site ...

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