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https://www.sec.gov/rules/final/33-8591.pdf
VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.
http://lafayetteinvestments.com/vision/prosdel_methods.html
PROSPECTUS DELIVERY METHODS. Important prospectus delivery information for customers of Lafayette Investments, Inc. In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery ...
http://www.stblaw.com/content/News/News364_3.pdf
Prospectus Delivery Reforms The Reforms will implement a new “access equals delivery” model for final prospectuses. The final prospectus delivery obligations of issuers, brokers and dealers will generally be satisfied by the filing of the final prospectus with the SEC, rather than by delivery of …File Size: 438KB
https://www.law.cornell.edu/cfr/text/17/230.172
Delivery of prospectuses. 17 CFR § 230.172 - Delivery of prospectuses. CFR ; Table of Popular Names ... The condition in paragraph (c)(3) of this section shall not apply to transactions by dealers requiring delivery of a final prospectus pursuant to section 4(3) of the Act. (d) Exclusions.
https://www.dwpv.com/en/Insights/Publications/2020/Access-Equals-Delivery-Model
The access equals delivery model being considered by the CSA would deem public access to a prospectus or other relevant document as sufficient for meeting delivery obligations to investors under Canadian securities legislation. Specifically, delivery would be effected once (i) the document has been filed with the applicable Canadian securities ...
http://www.msrb.org/Rules-and-Interpretations/Regulatory-Notices/2006/2006-19.aspx
use or allow others to use any data mining, crawling, "scraping", robot or similar automated or data gathering or extraction method, or any manual process, to access, acquire, monitor or copy any portion of the Website, Content or Services, or otherwise systematically download or store Content (unless otherwise authorized by the MSRB or, in the ...
https://www.raymondjames.com/wealth-management/advice-products-and-services/investment-solutions/fixed-income/fixed-income-offering-disclosure-documentation-information
Fixed Income Offering Disclosure Documentation Information. Raymond James has adopted “Access Equals Delivery”* for delivery of offering disclosure documents, including, without limitation, prospectuses and official statements. To access offering disclosure documents, please visit the websites listed below.
https://www.sec.gov/rules/proposed/s71005/rdaly112205.pdf
ADP has become the leader in providing an access equals delivery solution for all investors who choose it. We have made substantial, sustained investments in technology solutions, and worked in lockstep with the SEC to increase investor participation and protection, and provide increasing efficiencies to issuers.File Size: 27KB
https://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20200109_51-405_fund-reporting-issuers.htm
Jan 09, 2020 · The access equals delivery model that we are contemplating is not intended to remove the option of having paper copies of documents delivered for those who prefer this option. We acknowledge that issuers are in the best position to choose whether to use access equals delivery considering the needs and preferences of their investors.
https://www.mondaq.com/canada/CorporateCommercial-Law/888392/Canadian-Securities-Administrators-Announce-Consultation-On-An-Access-Equals-Delivery-8206Model-For-Non-Investment-Fund-Reporting-Issuers8206
Jan 30, 2020 · The “access equals delivery” model has the advantage of reducing costs associated with the printing and mailing of documents, while also enabling issuers to reach more investors in a faster and more environmentally friendly manner. Having such documents available electronically will also enable investors to search for information concerning ...
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