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https://www.sec.gov/rules/final/2009/33-8998.pdf
satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory
https://finance.zacks.com/sec-prospectus-rules-3758.html
The Securities Exchange Act of 1934 created the U.S. Securities and Exchange Commission and authorized the agency to oversee and regulate the securities industry within the nation. The Trust Indenture Act of 1939 extended SEC authority on prospectus contents to …
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
Rule 134 Rule 134 allows communications with potential investors of company or investment funds that is not considered a prospectus. However, these communications can only occur after the...
https://www.law.cornell.edu/cfr/text/17/240.15c2-8
(d) Such broker or dealer shall take reasonable steps to comply promptly with the written request of any person for a copy of the final prospectus relating to such securities during the period between the effective date of the registration statement and the later of either the termination of such distribution, or the expiration of the applicable 40- or 90-day period under section 4(3) of the Securities Act of 1933.
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