Sec Rule 172 Access Equals Delivery

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SECURITIES AND EXCHANGE COMMISSION - SEC.gov

    https://www.sec.gov/rules/final/33-8591.pdf
    B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3. Transactions Taking Place on an Exchange or Through a Registered Trading Facility – Rule 153 4.

100 F Street, NE Washington, DC 20549-1090 - SEC

    https://www.sec.gov/rules/petitions/2018/petn4-734.pdf
    to amend Rule 172(d)(3) [17 CFR 230.172] and Rule 173(f)(4) [17 CFR 230.173] under the Securities Act of 1933 (the "Securities Act") in order for the Commission's "access equals delivery" model to be extended to prospectuses required for business combination transactions (as defined in Rule 165(f)(1)).

17 CFR § 230.172 - Delivery of prospectuses. CFR US ...

    https://www.law.cornell.edu/cfr/text/17/230.172
    Section 230.172. Delivery of prospectuses. 17 CFR § 230.172 - Delivery of prospectuses. ... securities in an offering pursuant to a registration statement that contain information limited to that called for in Rule 10b-10 under the Securities Exchange ... of the Act precede or accompany the carrying or delivery of a security in a registered ...

SEC Adopts T+2 Settlement Cycle for Securities Transactions

    https://www.skadden.com/insights/publications/2017/04/sec-adopts-t2-settlement-cycle
    Apr 04, 2017 · Securities Act Rule 172 provides for an “access equals delivery” model that permits, with certain exceptions, the prospectus delivery obligation to be satisfied by the filing of a final prospectus with the SEC, rather than physical delivery of the final prospectus to purchasers.

Understanding the New Securities Offering Reform Rules

    https://www.mayerbrown.com/public_docs/webinar_sorr_24Aug05_color.pdf
    Prospectus Delivery • “Access equals delivery” model adopted subject to conditions (Rule 172) • Requirement under Section 5 to have a prospectus precede or accompany delivery of a security satisfied by filing the prospectus if Registration statement effective and not subject to any pending SEC …File Size: 263KB

Electronic Proxy Delivery: SEC Adopts Notice and Access Rules

    https://www.cov.com/~/media/files/corporate/publications/2007/03/768.pdf
    Securities Client Advisory www.cov.com Attorney Advertising March 19, 2007 Electronic Proxy Delivery: SEC Adopts "Notice and Access" Rules A new model for delivering annual reports, proxy statements and other proxy materials to shareholders of public companies will be test driven in 2007. The Securities …File Size: 108KB

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