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Welcome to IIROC. The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.
https://iirocservices.iiroc.ca/Home/Contact
10 rows · Investment Industry Regulatory Organization of Canada (IIROC) Suite 2000, 121 King Street West …
https://www.yellowpages.ca/bus/Quebec/Montreal/Investment-Industry-Regulatory-Organization-of-Canada-IIROC/4225350.html
Investment Industry Regulatory Organization of Canada (IIROC) - Montréal - phone number, website, address & opening hours - QC - Organizations, Investment Dealers.
https://www.fin.gov.on.ca/en/consultations/fpfa/rfp-submissions/investment-regulatory.html
Sep 21, 2015 · Investment Industry Regulatory Organization of Canada - Submission. DOWNLOAD PDF. September 21, 2015. Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives. c/o Frost Building North, Room 458 4th Floor, 95 Grosvenor Street. Toronto, Ontario M7A 1Z1. Via email to: [email protected].
https://canadanewsmedia.ca/what-is-the-investment-industry-regulatory-organization-of-canada-iiroc/
Aug 12, 2021 · The Investment Industry Regulatory Organization of Canada (IIROC) is a self-regulatory organization, and is the equivalent of the Financial Industry Regulatory Authority (FINRA) in the United States. Established in 2008, its objective is to maintain fair and orderly markets and regulate all securities-related commerce within the country—including investment-related sales activity by brokers ...
https://ca.linkedin.com/in/marc-poles-8a4240a
Marc Poles Toronto, Ontario, Canada Fixed Income Specialist at Investment Industry Regulatory Organization of Canada 379 connections View Marc's homepage, profile, activity, articlesTitle: IIROC - Manager, Debt Market …
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