Investment Company Prospectus Electronic Delivery

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Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    ENHANCED DISCLOSURE AND NEW PROSPECTUS DELIVERY OPTION FOR REGISTERED OPEN-END MANAGEMENT INVESTMENT COMPANIES AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is adopting amendments to the form used by mutual funds to register under the Investment Company Act of 1940 and to

SEC Approves E-Delivery of Shareholder Reports, Requests ...

    https://www.morganlewis.com/pubs/sec-approves-e-delivery-of-shareholder-reports-requests-comments-on-other-areas
    SEC Approves E-Delivery of Shareholder Reports, Requests Comments on Other Areas. The US Securities and Exchange Commission recently adopted Rule 30e-3 under the Investment Company Act of 1940, which will provide registered funds with a “notice and access” option for delivering shareholder …

Investor Delivery

    https://www.investordelivery.com/eDelivery/indexC.jsp
    This site is for activating new enrollments and existing enrollment profile maintenance only. It does not give you online access to your brokerage or mutual fund account.

Electronic delivery consent form John Hancock Investment ...

    https://www.jhinvestments.com/resources/all-resources/forms-and-applications/electronic-delivery-consent-form
    Use this form to establish the electronic delivery of confirmation and quarterly account statements, as well as other key documents related to an account. ... The prospectus includes investment objectives, risks, fees, expenses, and other information that you should consider carefully before investing. ... as well as more information about ...

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    requires every investment company which has registered under section 8(a) to file a registration statement with the Commission. Rule 8b-5 under the 1940 Act requires the fund to file its registration statement within three months after filing the Notification of Registration (or, if the fund’s fiscal year ends within this three-month

Promotion of Electronic Delivery and Development of a ...

    https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
    5 Included in the package was a proposed new rule 30e-3 under the Investment Company Act, which would permit mutual fund companies to satisfy their delivery requirements for periodic shareholder reports by making the reports accessible on a website and meeting certain other conditions.

Prospectus Disclosure 6/28/2017 and Delivery Requirements

    https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
    Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the Securities Act of 1933 (the “Securities Act”) and the Investment Company Act of 1940 (“Investment Company Act”), which is described in this section.

Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can access the complete prospectus.

17 CFR § 275.204-3 - Delivery of brochures and brochure ...

    https://www.law.cornell.edu/cfr/text/17/275.204-3
    (a) General requirements. If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].(b) Delivery requirements. Subject to paragraph (g), you (or a supervised person acting on your behalf) must:

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