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https://www.profectional.com/cpt/#:~:text=Securities%20and%20Futures%20Commission%20%28SFC%29%20CPT%20Requirements%20According,Regulated%20Activity%20%28RA%29%20with%20which%20they%20are%20involved.
https://www.sfc.hk/en/Rules-and-standards/Codes-and-guidelines/Guidelines/Guidelines-on-Continuous-Professional-Training
4.3.6 The SFC or the HKMA (as the case may be) may impose a higher CPT hours requirement under certain circumstances. An example is for a person seeking exemption from completing a recognized local regulatory framework paper. Please refer to the Guidelines on Competence for details of the exemption criteria and the additional CPT hours required.
https://www.sfc.hk/sfc/doc/EN/faqs/licensing/faq-lic-3.pdf
requirements1, he only needs to take 5 CPT hours altogether. For instance, an individual engaging in Types 1, 4 and/or 8 regulated activities has to take only 5 CPT hours per calendar year as these regulated activities are under the same competence group. However, if an individual carries on regulated activities of Type 1, 2 and 3,
https://www.charltonslaw.com/sfc-to-upgrade-competency-standards-for-licensed-intermediaries-and-individuals-from-1-january-2022/
a minimum of 10 CPT hours per calendar year for licensed representatives and relevant individuals; and; a minimum of 12 CPT hours per calendar year for responsible officers and executive officers (including 2 CPT hours on topics relating to regulatory compliance). 3. Minimum CPT Requirement on Topics Directly Relevant to the Regulated Activity
https://www.profectional.com/cpt/
According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved. However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs …
https://www.kornerstone.com/sfc-cpt-compliance-series/
SFC Compliance Series 2021. According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved. We offer accredited online CPT courses that are eligible for CPT points of the Securities and Futures …
https://www.deacons.com/2021/01/25/sfc-proposes-revisions-to-entry-requirements-and-competency-standards-for-intermediaries/
The current continuous professional training ( CPT) requirements require an individual to undertake a minimum of five CPT hours per calendar year for each RA undertaken. Going forward the SFC proposes to base the CPT requirements on an individual rather than activity basis. In relation to CPT requirements, the SFC proposes a minimum of 10 CPT hours per year for LRs and ReIs and 12 hours …
https://www.hksi.org/en/development/continuous-learning/cpt-courses-events/cpt-courses-events/
CPT Courses & Events. CPT Courses & Events Courses Events. Recognised Leading Training Provider. The HKSI Institute is a leading training provider in Hong Kong. We offer a full spectrum of course and events that help practitioners perform effectively in this rapidly evolving securities and investment market. The popular topics include ...
https://www.complianceplus.hk/services/online-training/
22 – Hong Kong SFC OTC Derivatives Regime – New Requirements in relation to OTC Derivative Risk Mitigation (Sep 2019) (0.5 hour) This online training provides an overview of the risk mitigation requirements in relation to non-centrally cleared OTC derivative transactions which has already become effective on 1 September 2019.
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