We collected information about Hk Sfc Cpt Hours for you. Follow the liks to find out everything about Hk Sfc Cpt Hours.
https://www.sfc.hk/en/faqs/intermediaries/licensing/Licensing-examinations
Jun 23, 2017 · The requirement is five CPT hours per regulated activity for each year of absence. In this case, the applicant would have to complete 25 CPT hours for each applicable regulated activity (any fraction of a year would be rounded up for this purpose). The applicant may complete the …
https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/guidelines/guidelines-on-continuous-professional-training/Guidelines-on-Continuous-Professional-Training.pdf
4.3.6 The SFC or the HKMA (as the case may be) may impose a higher CPT hours requirement under certain circumstances. An example is for a person seeking exemption from completing a recognized local regulatory framework paper. Please refer to the Guidelines on Competence for details of the exemption criteria and the additional CPT hours required.
https://www.sfc.hk/sfc/doc/EN/faqs/licensing/faq-lic-3.pdf
activities, he may apply the CPT hours to those regulated activities accordingly. 3.2 In terms of the number of CPT hours, there is no difference. However, in terms of the content, please refer to paragraphs 7.1 and 7.2 of the Guidelines on CPT for examples relevant to each level. At the end of the day, the important point to
https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Licensing/Ongoing-obligations
Jul 14, 2021 · The CPT requirement for a responsible officer is no different from that of a representative in terms of the number of CPT hours. However, in terms of the content, please refer to paragraphs 7.1 and 7.2 of the "Guidelines on Continuous Professional Training" for examples relevant to each level. The important point to note is that the training ...
https://www.sfc.hk/en/faqs/intermediaries/licensing/Licensing-related-matters-in-light-of-the-COVID-19-pandemic
Mar 31, 2020 · The SFC decided to allow all licensed individuals who are unable to fulfil the annual CPT hours by 31 December 2020 to carry forward any unfulfilled CPT hours for the calendar year of 2020 to 2021. It is, however, noteworthy that online courses, considered as self-study, are acceptable for the purpose of meeting the CPT requirement.
https://www.profectional.com/cpt/
Securities and Futures Commission (SFC) CPT Requirements. According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for …
https://www.hksi.org/development/calendar/cpt-courses-events-calendar/
Recognised CPT/CPD/OPT Hours ... SFC:4.00 PWMA:4.00. All Member: HK$880. Staff of Corporate Member: HK$880. Non-Member: HK$1760. Student Member (UHKSI): HK$440. ... Hong Kong Securities and Futures Professionals Association (HKSFPA): HK$480. Hong Kong Securities Association (HKSA):
https://www.complianceplus.hk/services/online-training/
19 – Hong Kong SFC Revised Code on Unit Trusts and Mutual Funds (Revised UT Code) (1 Hour) (English Version) The Securities and Futures Commission issued its consultation conclusion on proposed amendments to the Code on Unit Trusts and Mutual Funds (UT Code) on 6 Dec 2018 while the changes were effective on 1 January 2019.Estimated Reading Time: 14 mins
https://www.hksi.org/en/development/continuous-learning/cpt-courses-events/cpt-courses-events/
CPT Courses & Events. CPT Courses & Events Courses Events. Recognised Leading Training Provider. The HKSI Institute is a leading training provider in Hong Kong. We offer a full spectrum of course and events that help practitioners perform effectively in this rapidly evolving securities and …
https://www.kornerstone.com/sfc-cpt-compliance-series/
SFC Compliance Series 2021. According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved. We offer accredited online CPT courses ...
Searching for Hk Sfc Cpt Hours?
You can just click the links above. The info is collected for you.
