Electronic Mutual Fund Prospectus Delivery

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Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    of the prospectus, consisting of key information about the fund, including investment objectives and strategies, risks, costs, and performance. We are also adopting a new option for satisfying prospectus delivery obligations with respect to mutual fund securities under the Securities Act. Under the option, key information will be sent or

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    § 4:6 Use of Electronic Media § 4:6.1 Consent to Electronic Delivery § 4:6.2 Notice, Access, and Proof of Delivery § 4:6.3 Hyperlinks § 4:1 Federal and State Registration Requirements Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the 1933 Act and the

Electronic Delivery Agreement Franklin Templeton

    https://www.franklintempleton.com/investor/accounts/account-support-help/changing-an-account/electronic-delivery-agreement
    "Agreement" refers to this Electronic Delivery Agreement. For purposes of the electronic delivery service, your Franklin Templeton Funds account(s) are only those accounts registered under your social security number or linked to your Asset Summary Statement, including future accounts.

Credit Suisse Securities (USA) LLC

    https://www.icsdelivery.com/cs-prospectus/formNew3
    if, after enrolling in this electronic delivery service, you would like to receive a printed final prospectus for a particular mutual fund, ETF or UIT security, in addition to yout=r e-mail notification, Please contact your Relatioonship Manager. To Update your Information or Cancel Enrollment

Promotion of Electronic Delivery and Development of a ...

    https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
    by speeding the transition to electronic delivery of mutual fund disclosure documents.1 • Investor advocates have also noted the potential for electronic delivery to enhance the quality and timeliness of disclosures, including by promoting greater use of layered disclosures,2 but only if the transition to electronic delivery occurs in a way that

Prospectus Disclosure 6/28/2017 and Delivery Requirements

    https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
    § 4:6.1 Consent to Electronic Delivery § 4:6.2 Notice, Access, and Proof of Delivery § 4:6.3 Hyperlinks § 4:1 Federal and State Registration Requirements Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the Securities Act of 1933 (the “Securities Act”) and the Investment ...File Size: 823KB

Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...

Please Mr. Postman: FINRA Cracks Down on Late Prospectus ...

    https://media2.mofo.com/documents/130726-finra-late-prospectus.pdf
    Please Mr. Postman: FINRA Cracks Down on Late Prospectus Delivery. By . Daniel A. Nathan. and Kerry C. Jones . FINRA has been engaged in a “stealth sweep” of firms’ untimely deliveries of mutual fund and ETF prospectuses that has resulted in formal disciplinary proceedings against twelve firms since 2011, and a total of over $5 million in ...

Investor Delivery

    https://east.investordelivery.com/eDelivery/html/en/instructions.jsp
    The content of the information provided for electronic delivery is the responsibility of the issuer, mutual fund, or third party, presenting it. If your securities are held by a financial institution, the broker or bank that holds your security is not responsible for content of …

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