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https://www.ria-compliance-consultants.com/2011/04/electronic-delivery-of-new-form-adv-part-2/
Apr 12, 2011 · The U.S. Securities and Exchange Commission (“SEC”) will permit an investment adviser to deliver the Form ADV Part 2 electronically; however, certain conditions must be met. The following are some of the key requirements. First, prior to electronic delivery, your investment adviser must obtain consent from the client.
https://advisors4advisors.com/compliance/registered-investment-advisors/article/12991-electronic-delivery-of-new-form-adv-part-2
Apr 12, 2011 · Fourth, your investment adviser is required to have reason to believe that the electronic delivery of the Form ADV Part 2 was successful, which may be evidenced by obtaining evident of the actual receipt (for example, electronic-mail return receipt), or facsimile delivery receipt.
https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
client consent to electronic delivery . should ensure that those consents reasonably cover Form ADV or consider whether the consent may be expanded to add Form ADVs to the list of communications that a client has agreed to receive electronically. Must the Consent …
https://www.law.cornell.edu/cfr/text/17/275.204-3
(a) General requirements. If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].(b) Delivery requirements. Subject to paragraph (g), you (or a supervised person acting on your behalf) must:
https://www.fidelity.com/bin-public/060_www_fidelity_com/documents/fidelity/electronic-delivery-agreement.pdf
Electronic Delivery Agreement To be sent certain documents electronically, rather than through U.S. mail, you must review this electronic delivery agreement (Agreement), and select the Agree, Yes, and/or Open Account button to consent to electronic delivery of documents pertaining to all your Fidelity accountsFile Size: 38KB
https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
particular to the rule’s reliance on negative consent to default investors to electronic delivery via website posting of the reports. Consumer Action and National Consumers League, for example, wrote in opposition to the proposal, stating that “the true cost of Rule 30e-3 is decreased transparency and investor access to information.”
https://www.sec.gov/about/forms/formadv-part2.pdf
FORM ADV (Paper Version) UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION PART 2: Uniform Requirements for the Investment Adviser Brochure and Brochure Supplements General Instructions for Part 2 of Form ADV Under SEC and similar state rules you are required to deliver to clients and prospective clients a brochure disclosing
https://ole-content.optumbank.com/cmastaticfiles/OptumHealthFinancial/Documents/Electronic_Document_Delivery_Requirements.pdf
There is currently no charge for cancelling the electronic document delivery service and receiving your Documents in paper form. Your withdrawal of consent does not apply to correspondence that was furnished electronically before the date on which the withdrawal of consent takes effect. Requesting Paper Copies of Electronic DocumentsFile Size: 43KB
https://www.schwab.com/legal/informed-consent
Paperless Form ADV Disclosures may accompany your account statements or be sent independently. If the third party does not make its Form ADV Disclosures available electronically, you will instead receive the standard printed materials by postal mail. Shareholder Materials ("Electronic Delivery")
http://static.contentres.com/media/documents/c05cab14-6247-4996-b377-6ccf688d2e4f.pdf
Consent to Electronic Delivery National Planning Corporation (The “Firm”) makes electronic delivery of certain documents available to clients. By your signature below, you consent and acknowledge to having received Form ADV Part II or Disclosure Brochure via electronic mail or CD, on the terms set forth below.
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