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https://www.sec.gov/rules/final/33-8591.pdf
VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.
https://www.dwpv.com/en/Insights/Publications/2020/Access-Equals-Delivery-Model
The access equals delivery model being considered by the CSA would deem public access to a prospectus or other relevant document as sufficient for meeting delivery obligations to investors under Canadian securities legislation.
https://www.sec.gov/rules/proposed/s71005/rdaly112205.pdf
Under the current approach, over 10 million investors are now enrolled in e-delivery. Since e-delivery was made a legal means to communicate with shareholders, 2.4 million investors who initially elected e-delivery have dropped out of the program. From these 2.4 million investors,File Size: 27KB
http://lafayetteinvestments.com/vision/prosdel_methods.html
In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery requirements by filing the final prospectus with the U.S. Securities and Exchange Commission (SEC) via EDGAR, or in the case of municipal …
https://www.sifma.org/resources/submissions/tbma-submits-comments-to-the-msrb-on-application-of-access-equals-delivery-standard-to-official-statement-dissemination/
The Bond Market Association (TBMA)* provides comments to the Municipal Securities Rulemaking Board (MSRB) on the application of access equals delivery standard to official statement dissemination for new issue municipal securities, MSRB Notice 2006-19. The proposal would implement an electronic system of primary market disclosure to promote significantly more effective and efficient delivery ...
http://www.stblaw.com/content/News/News364_3.pdf
Prospectus Delivery Reforms The Reforms will implement a new “access equals delivery” model for final prospectuses. The final prospectus delivery obligations of issuers, brokers and dealers will generally be satisfied by the filing of the final prospectus with the SEC, rather than by delivery of copies to investors, so long asFile Size: 438KB
https://www.raymondjames.com/wealth-management/advice-products-and-services/investment-solutions/fixed-income/fixed-income-offering-disclosure-documentation-information
Raymond James has adopted “Access Equals Delivery”* for delivery of offering disclosure documents, including, without limitation, prospectuses and official statements. To access offering disclosure documents, please visit the websites listed below.
https://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20200109_51-405_fund-reporting-issuers.htm
Jan 09, 2020 · An access equals delivery model is consistent with the general evolution of our capital markets, including changes in technology and, in particular, the …
https://www.law.cornell.edu/cfr/text/17/230.172
Any obligation under section 5(b)(2) of the Act to have a prospectus that satisfies the requirements of section 10(a) of the Act precede or accompany the carrying or delivery of a security in a registered offering is satisfied if the conditions in paragraph (c) of this section are met.
https://www.cov.com/~/media/files/corporate/publications/2007/03/768.pdf
Electronic Proxy Delivery: SEC Adopts "Notice and Access" Rules A new model for delivering annual reports, proxy statements and other proxy materials to shareholders of public companies will be test driven in 2007. The Securities and Exchange Commission has recently adopted a voluntary “notice and access” system under which issuers andFile Size: 108KB
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