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https://www.sec.gov/enforce/34-92114-s
ADMINISTRATIVE PROCEEDING File No. 3-20359; 3-20360. June 4, 2021 - The Securities and Exchange Commission today announced settled charges against San Francisco Bay Area-based investment adviser VII Peaks Capital, LLC (VII Peaks) and its co-owner and managing member, Gurprit Chandhoke, for breaching their fiduciary duty by engaging in transactions that benefitted themselves …
https://www.bbb.org/us/ca/orinda/profile/financial-consultants/vii-peaks-capital-llc-1116-881746
VII PEAKS CAPITAL LLC; Is this Your Business? Share Print. Business Profile. Business Profile for VII PEAKS CAPITAL LLC. Financial Consultants. Business Profile. VII PEAKS CAPITAL LLC. 4 ORINDA ...
https://www.dandb.com/businessdirectory/viipeakscapitalllc-sanfrancisco-ca-30968381.html
Vii Peaks Capital Llc was founded in 2010, and is located at 100 Pine St Fl 5 in San Francisco. Additional information is available at www.viipeakscapital.com or by contacting Gurpreet Chandhole at (415) 727-8749. Our similar businesses nearby shows similar businesses in their industry and region based on information found in their Dun ...
https://www.sec.gov/litigation/admin/2021/34-92114.pdf
3 Respondents 1. VII Peaks Capital, LLC, located in Walnut Creek, California, was founded in 2009 and has been registered with the Commission as an investment adviser since June 2010. VII Peaks is investment adviser to the BDC and private funds, and manages their assets with discretionary
https://whalewisdom.com/filer/vii-peaks-capital-llc
VII Peaks Capital is based out of San Francisco. VII Peaks Capital is a hedge fund with 3 clients and discretionary assets under management (AUM) of $27,599,466 (Form ADV from 2021-06-22). The firm last filed a Form D notice of exempt offering of securities on 2013-01-22. The notice included securities offered of Equity.
https://www.crunchbase.com/organization/vii-peaks-capital
Venture Capital. Headquarters Regions San Francisco Bay Area, West Coast, Western US. Founded Date 2009. Operating Status Active. Investor Type Venture Capital. Phone Number 415-983-0127. Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. Their firm invests primarily in discounted corporate fixed income securities and employs a “co-optivist”TM (co …
https://www.bloomberg.com/profile/company/1298809D:US
VII Peaks Capital, LLC provides investment management services. The Company invests in equity, fixed income, and mortgage markets, as well as offers investment consulting services.
https://www.whitesecuritieslaw.com/vii-peaks-lawsuit-investigation-update/
VII Peaks Capital LLC is an investment management firm based in Orinda, California, according to Crunchbase. Their firm invests primarily in discounted corporate fixed income securities and employs a “co-optivist”TM (co-operative activism) approach where they act as cooperative, activist investors who work with senior management teams of ...
https://www.gurpreetchandhoke.com/
At VII Peaks, Mr. Chandhoke has more than 11 years of professional investment management experience. Between late 2015 and early 2016, Mr. Chandhoke served on the Board of Directors and Special Committee to restructure and bring Relativity Media LLC, a media and entertainment company, with approximately $1 billion of debt, out of bankruptcy.
https://www.sec.gov/Archives/edgar/data/1527385/000114420414048612/v386470_497ad.pdf
VII Peaks Capital, LLC Pine Grove Financial Center 4 Orinda Way, Suite 125-A Orinda, CA 94563 Distributor Ascendant Capital 13413 Galleria Circle Building Q – Suite 150 Austin, TX 78738 www.ascendant-cap.com 877.410.1250 Short duration high yield bond fund Potential for capital appreciation Seeks to pay investors twice monthly No leverage
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