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https://www.sec.gov/news/press-release/2020-57
Mar 11, 2020 · A summary prospectus is a concise, reader-friendly summary of key facts about the contract. More-detailed information about the variable annuity or variable life insurance contract will be available online, and an investor can choose to have that information delivered in paper or electronic format at no charge.
https://www.sec.gov/rules/proposed/2018/33-10569.pdf
met its prospectus delivery obligations for any portfolio companies associated with a variable annuity or variable life insurance contract if the portfolio company prospectuses are posted online. In addition, we are proposing amendments to the registration forms for variable annuity and
https://www.finra.org/rules-guidance/key-topics/variable-annuities
May 08, 2018 · Deferred variable annuities are hybrid investments containing securities and insurance features. Their sales are regulated both by FINRA and the Securities and Exchange Commission (SEC). These annuities offer investors choices among a number of complex contract features and options. Due to the complexity and confusion surrounding them, which can lead to questionable sales practices, …
https://www.jdsupra.com/legalnews/sec-proposes-summary-prospectus-rule-84371/
Nov 30, 2018 · The Summary Prospectus Rule also would change how prospectus delivery requirements may be satisfied. VIP issuers currently are required to provide not only the prospectus and (upon request) the ...
http://www.annuities.prudential.com/investor/invprospectus
If the prospectus for your annuity product is not available on this website, please refer to the prospectus or letter that was mailed to you via U.S Postal Service on or about 05/01/2019. To obtain another copy, you may contact the Annuities Service Center at 1-888-778-2888 or email us at [email protected] .
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Prospectus Disclosure and Delivery Requirements Michael Glazer Partner, Bingham McCutchen LLP [Chapter 4 is current as of April 1, 2010.] § 4:1 Federal and State Registration Requirements § 4:1.1 Registration Under the 1933 and 1940 Acts § 4:1.2 The Federal Registration Process [A] Applicable Forms [B] Automatic Effectiveness—Delaying ...
http://www.klgates.com/sec-proposes-summary-prospectus-rule-for-variable-annuity-and-variable-life-insurance-contracts-11-29-2018/
Nov 29, 2018 · SEC Proposes Summary Prospectus Rule for Variable Annuity and Variable Life Insurance Contracts. ... The Summary Prospectus Rule also would change how prospectus delivery requirements may be satisfied. VIP issuers currently are required to provide not only the prospectus and (upon request) the SAI for the VIP, but also the prospectus for each ...
https://us.eversheds-sutherland.com/portalresource/33-10569.pdf
met its prospectus delivery obligations for any portfolio companies associated with a variable annuity or variable life insurance contract if the portfolio company prospectuses are posted online. In addition, we are proposing amendments to the registration forms for variable annuity and
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