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https://www.law360.com/articles/1437066/ubs-hit-with-forex-rigging-suit-in-uk
The ECU Group PLC accused UBS AG in a lawsuit, filed in the High Court on Sept. 28 and now made public, of rigging the forex market ahead of placing the currency firm's orders in order to maximize ...
https://ubslitigation.wordpress.com/
Latest news concerning litigation against UBS. MIAMI (AP) — The Internal Revenue Service should quickly gain access to the secret accounts of 52,000 wealthy Americans at Swiss bank UBS AG to stop continuing tax evasion, U.S. lawyers told a federal judge.
Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. In compliance with the June 24, 2020 guidance of the SEC’s Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries …
https://finance.yahoo.com/news/ubs-3q21-net-profit-usd-060000707.html
U.S. markets close in 2 hours 7 minutes. S&P 500. 4,590.79-64.48 ... or possible constraints or sanctions that regulatory authorities might impose on UBS, due to litigation, contractual claims and ...
https://www.bloomberg.com/news/articles/2021-10-07/ubs-s-botched-muni-statements-cost-clients-millions-suit-says
UBS Financial Services cost clients “at least tens of millions of dollars” by incorrectly reporting tax information to holders of taxable municipal bonds, a lawsuit alleges.
https://www.marketwatch.com/story/ubs-3q21-net-profit-of-usd-2-3bn-20-8-return-on-cet1-capital-ad-hoc-announcement-pursuant-to-article-53-of-the-six-exchange-regulation-listing-rules-271635223509
UBS: 3Q21 Net Profit of USD 2.3Bn, 20.8% Return on CET1 Capital (Ad hoc announcement pursuant to Article 53 of the SIX Exchange Regulation Listing Rules)
https://www.ubs.com/global/en/our-firm/locations.html
UBS operates in over 50 countries and from all major international financial centers. Head offices in Switzerland, maps, directions Bahnhofstr. 45, P.O. Box, CH-8098 Zurich, Tel. +41-44-234 11 11, Fax +41-44-239 91 11
https://www.advisorhub.com/ubs-hit-with-biggest-finra-employee-arbitration-penalty-of-year/
A Finra arbitration panel has ordered UBS Financial Services to pay a former compliance official $11 million for defaming him in dismissal papers that alleged he failed to supervise employees ...
https://www.foxbusiness.com/markets/ubs-must-defend-against-u-s-lawsuit-over-catastrophic-mortgage-losses
Many of the loans were made by now-defunct lenders. NEW YORK -- A federal judge on Tuesday rejected UBS Group AG's bid to dismiss a U.S. government lawsuit accusing Switzerland's largest bank of ...
http://www.stowellfriedman.com/files/images/stories/Fired_UBS_Employee_Looks_to_Mount_Class_Action_for_Age_Discrimination.pdf
For its part, UBS filed this month an appeal of a federal judge’s ruling that lets Beigelman pursue his claims. In its motions to dismiss Beigelman’s lawsuit, UBS has labeled it “meritless.” A UBS spokesman declines to comment on the pending litigation. Eugene Scalia, a law partner in the
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