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https://www.yellowpages.com/greenwood-village-co/mip/spencer-edwards-inc-467568087
Get reviews, hours, directions, coupons and more for Spencer Edwards Inc at 6041 S Syracuse Way, Greenwood Village, CO 80111. Search for other Business Coaches & Consultants in Greenwood Village on The Real Yellow Pages®.
https://www.yellowpages.com/centennial-co/mip/spencer-edwards-inc-478800878
A+. BBB Rating and Accreditation information may be delayed up to a week. Hours. Regular Hours. Mon - Fri: 8:00 am - 5:00 pm. Extra Phones. TollFree: (800) 288-8448. Neighborhood.
https://www.goodetrades.com/2019/12/defunct-broker-spencer-edwards-gets-slapped-by-finra-nac/
Spencer Edwards, Inc. (“Spencer Edwards” or the “Firm”) appeals an extended Hearing Panel decision issued on March 21, 2017. The Hearing Panel’s decision concerns Spencer Edwards’s liquidation of more than four billion unregistered shares of six microcap issuers on behalf of seven customer accounts during a two-year period.
https://brokercheck.finra.org/Firm/Summary/22067
Get information about SPENCER EDWARDS, INC. on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and investment advisors. FEEDBACK ; BrokerCheck Help Line (800) 289-9999 ; FINRA Home; FEEDBACK ; BrokerCheck Help Line (800) 289-9999 ; FINRA Home; Individual. Firm ...
https://www.finra.org/sites/default/files/OHO_Order_18-12_2014041862701_0_0_0.pdf
SPENCER EDWARDS INC. (CRD No. 22067), Respondent. CASE MANAGEMENT AND SCHEDULING ORDER The Hearing Officer held the Initial Pre-HearingConference on January 10, 2018, in accordance with F1NRA Rule 9241. This Order sets the schedule and other requirements for this proceeding.’
https://www.stockattorneysblog.com/spencer-edwards-inc-suspended-fined-finra/
(FINRA Case #2013035865303) Spencer Edwards, Inc. (CRD #22067, Centennial, Colorado) was fined a total of $707,000 and suspended with respect to accepting for deposit or liquidating previously deposited certificated securities until such time as an independent consultant (not unacceptable to FINRA) determines that the firm has adopted and …
https://www.sec.gov/Archives/edgar/vprr/1800/18006514.pdf
NAME OF BROKER-DEALER: Spencer Edwards, Inc. OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use P.O. Box No.) FIRM I.D.NO. 6851 South Holly Circle, Suite 200 (No. and Streen Centennial CO 80112 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Donna Flemming (303) 740-8448
https://www.sec.gov/litigation/aljdec/id292jtk.pdf
Spencer Edwards made a market in Starnet stock from September 1997 through May 2001 (Spencer Edwards Answer; Tr. 2025, 2119-20). At the relevant times, Spencer Edwards was an introducing broker and cleared trades through Hanifen, Imhoff Clearing Corporation and its successor, Fiserv Correspondent Services, Inc. (Fiserv) (Tr. 83-84; DX 460 at 6770).
http://res.dallasnews.com/interactives/oilman/
Spencer Edwards lived large, even by Texas standards. When the 50-year-old oilman wasn’t at his office, which he boasted had the same view as J.R. Ewing’s on the original Dallas, he socialized at the area’s finest steakhouses, wearing a $300 button-down shirt and designer cowboy boots.
https://www.goodetrades.com/
Spencer Edwards, Inc. (“Spencer Edwards” or the “Firm”) appeals an extended Hearing Panel decision issued on March 21, 2017. The Hearing Panel’s decision concerns Spencer Edwards’s liquidation of more than four billion unregistered shares of six microcap issuers on behalf of seven customer accounts during a two-year period.
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