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https://www.sec.gov/rules/final/2009/33-8998.pdf
option for satisfying prospectus delivery obligations with respect to mutual fund securities under the Securities Act. Under the option, key information will be sent or given to investors in the form of a summary prospectus (“Summary Prospectus”), and the statutory prospectus will be provided on an Internet Web site.13 Funds that select this
https://www.thebalance.com/the-summary-prospectus-2466681
Oct 31, 2019 · The SEC also adopted a rule that allows a summary prospectus to satisfy prospectus delivery requirements as long as the summary prospectus, the full, statutory prospectus, and other required information is available online.
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
if a summary prospectus2 is delivered alone, it must be filed with the Commission pursuant to Rule 497(k) no later than the date it is first used, even if it is the same form as the material included in Part A. The SEC staff has indicated that each summary prospectus must be filed separately. However, if the fund uses multiple versions of a
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
A prospectus must be given to investors prior to investing in many different situations in the investment industry. This lesson discusses the rules pertaining to delivering prospectuses to investors.
https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
much as possible using disclosure requirements as a means of regulating the conduct of funds, which are subject to extensive substantive regulation under the Investment Company Act.” Investment Company Act Release No. 23,064, at n.221 (June 1, 1998). This remains a goal that is not always achieved. Prospectus Disclosure and Delivery ...
http://www.klgates.com/summary-prospectus-and-new-prospectus-delivery-option-for-mutual-funds-02-05-2009/
Feb 05, 2009 · The SEC has guaranteed that each Summary Prospectus be about three to four pages, though no page limits or requirements have been adopted. Satisfying Prospectus Delivery Obligations: Use of Summary Prospectus The content of the Summary Prospectus required by amended Rule 498 is generally the same information required in the Summary Section.
https://www.akingump.com/en/news-insights/sec-issues-final-rule-regarding-mutual-fund-and-etf-disclosure-requirements-and-adopts-new.html
Jan 28, 2009 · A fund that uses a summary prospectus to meet the prospectus delivery requirements or to accompany other communications related to an offering must (1) send or give the summary prospectus to investors no later than the carrying or delivery of the fund security or the transmittal of those communications, (2) file the summary prospectus no later ...
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