Statutory Summary Prospectus Delivery Requirements

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Mutual Fund Summary Prospectus Definition and Uses

    https://www.thebalance.com/the-summary-prospectus-2466681
    Oct 31, 2019 · The SEC also adopted a rule that allows a summary prospectus to satisfy prospectus delivery requirements as long as the summary prospectus, the full, statutory prospectus, and other required information is available online.

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    option for satisfying prospectus delivery obligations with respect to mutual fund securities under the Securities Act. Under the option, key information will be sent or given to investors in the form of a summary prospectus (“Summary Prospectus”), and the statutory prospectus will be provided on an Internet Web site.13 Funds that select this

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    § 4:5 Delivery Requirements § 4:5.1 Delivery of Preliminary Prospectus § 4:5.2 Delivery of Final Prospectus and Supplements [A] Initial Delivery [B] Summary Prospectus: Accessibility of Statutory Prospectus, SAI, and Shareholder Reports [C] Summary Prospectus: Delivery of Statutory Prospectus Upon Request § 4:6 Use of Electronic Media

Stay Current SEC Adopts Summary Prospectus and Related Rules

    https://www.paulhastings.com/docs/default-source/PDFs/11755c08df6923346428811cff00004cbded.pdf
    satisfies the prospectus delivery requirements of the 1933 Act and by permitting incorporation by reference.9 As described in more detail below, the new Summary Prospectus can be used to satisfy the prospectus delivery requirements of the 1933 Act provided, among other things, that the Summary Prospectus, the complete statutory

17 CFR § 230.498 - Summary Prospectuses for open-end ...

    https://www.law.cornell.edu/cfr/text/17/230.498
    Jun 22, 2018 · (6) Statutory Prospectus means a prospectus that satisfies the requirements of section 10(a) of the Act. (7) Summary Prospectus means the summary prospectus described in paragraph (b) of this section. (b) General requirements for Summary Prospectus. This paragraph describes the requirements for a Fund's Summary Prospectus.

Summary Prospectus and New Prospectus Delivery Option for ...

    http://www.klgates.com/summary-prospectus-and-new-prospectus-delivery-option-for-mutual-funds-02-05-2009/
    Feb 05, 2009 · The SEC has adopted an "improved mutual fund disclosure framework." The new rules call for a new summary section (Summary Section) to be placed at the beginning of the statutorily required full prospectus, and provide that a mutual fund may satisfy its prospectus delivery obligation by providing an investor a "Summary Prospectus" containing substantially the same information that is in …

SEC adopts new disclosure requirements for mutual funds ...

    https://www.lexology.com/library/detail.aspx?g=2f0db3f0-7ee0-4093-a6d8-7635a576f37a
    Jan 21, 2009 · In addition to sending or giving a Summary Prospectus, a person that decides to rely on the rule to meet its statutory prospectus delivery obligations would be required to provide the statutory ...

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