We have collected information about Sec Use Of Electronic Media For Delivery Purposes for you. Follow the links to find out details on Sec Use Of Electronic Media For Delivery Purposes.
https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · We also solicit comment on whether there are issues involving electronic media under the federal securities laws that we have not identified. 1. Access Equals Delivery. Various commentators have suggested that additional regulatory changes may be warranted in the use of electronic media for delivery purposes.
https://www.sec.gov/rules/interp/interparchive/interparch1995.shtml
SEC Interpretive Releases Archive 1995. The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations.
https://www.federalregister.gov/documents/1995/10/13/95-25391/use-of-electronic-media-for-delivery-purposes
The Securities and Exchange Commission (the ``Commission'') is publishing its views with respect to the use of electronic media for information delivery under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940. ... Use of Electronic Media for Delivery Purposes. A Rule by the Securities and ...
http://www.cybersecuritieslaw.com/
[3] See Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers for Delivery of Information; Additional Examples Under the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940, Securities Act Release No. 33-7288 (May 9, 1996) (the May 1996 Release).
https://www.msrb.org/msrb1/reports/0299v191/electron.htm
(1) The SEC stated that brokers, dealers and others may satisfy their delivery obligations under federal securities laws by using electronic media as an alternative to paper-based media within the framework established in the SEC's October 1995 interpretive release on the use …
https://www.finra.org/sites/default/files/NoticeDocument/p004749.pdf
electronic media as an alternative to paper-based media within the frame-work established in the SEC’s Octo-ber 1995 interpretive release on the use of electronic media for delivery purposes.3 The SEC also indicated that an electronic communication from a customer to a broker/dealer generally would satisfy the require-ments for written ...File Size: 28KB
https://www.finra.org/rules-guidance/notices/98-03
Notice to Members 98-03. ... in the SEC's October 1995 interpretive release on the use of electronic media for delivery purposes. 3 The SEC also indicated that an electronic communication from a customer to a broker/dealer generally ... to ensure they comply with all aspects of the SEC's electronic delivery requirements. SEC Releases ...
https://www.law.cornell.edu/cfr/text/29/2520.107-1
§ 2520.107-1 Use of electronic media for maintenance and retention of records. (a) Scope and purpose. Sections 107 and 209 of the Employee Retirement Income Security Act of 1974 , as amended ( ERISA ), contain certain requirements relating to the maintenance of records for reporting and disclosure purposes and for determining the pension ...
https://www.wilmerhale.com/en/insights/publications/sec-updates-internet-guidance-may-2000
May 01, 2000 · On April 28, 2000, the SEC published an interpretive release, Release No. 33-7856, providing guidance on the use of the Internet and other electronic media.The release covers a number of topics of great importance to public companies, broker-dealers and …
https://www.jonesday.com/files/Publication/b5c26660-ff71-4c75-b5b1-3fe372e2810e/Presentation/PublicationAttachment/f7fa6dd2-9470-4e4c-ae05-4e0296df1c0d/SEC%20Guidance.pdf
guidance as to how public companies may use their web sites to comply with the federal securities laws.1 the new guidance supplements the previous guidance issued by the SEC to reflect advances in technology, including the wide use of social networking, blogs, dis-cussion forums, and other interactive web site features. OvERviEw
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