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https://www.sec.gov/rules/final/2009/33-8998.pdf
satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual funds are also required to send the statutory
https://www.sec.gov/news/press-release/2020-57
Mar 11, 2020 · A registrant can rely on rule 498A to satisfy its obligations to deliver a variable contract’s statutory prospectus by delivering a summary prospectus if the registrant is also in compliance with the amendments to Forms N‑3, N‑4, or N‑6 (as applicable).
https://www.sec.gov/rules/concept/33-7233.txt
The consent states that the current version of the prospectus will be made continuously available and notice of material amendments will be given by mail, e-mail, or some other manner specifically directed to investors. The prospectus delivery requirements will be satisfied with respect to subsequent additional purchases by those investors.
https://finance.zacks.com/sec-prospectus-rules-3758.html
The SEC requires companies offering securities for sale in the United States to register. As part of this initial registration process, they must file a prospectus. Shortly after the initial...
https://www.sec.gov/rules/other/2020/ic-33817.pdf
securities and exchange commission . investment company act of 1940 . release no. 33817 / march 13, 2020 . order under section 6(c) and section 38(a) of the investment company act of 1940 granting exemptions from specified provisions of the investment company act and certain rules thereunder; commission statement regarding prospectus delivery
https://www.law.cornell.edu/cfr/text/17/240.15c2-8
(d) Such broker or dealer shall take reasonable steps to comply promptly with the written request of any person for a copy of the final prospectus relating to such securities during the period between the effective date of the registration statement and the later of either the termination of such distribution, or the expiration of the applicable 40- or 90-day period under section 4(3) of the Securities Act of 1933.
https://www.law.cornell.edu/cfr/text/17/230.174
(e) Notwithstanding the foregoing, the period during which a prospectus must be delivered by a dealer shall be: (1) As specified in section 4 (3) of the Act if the registration statement was the subject of a stop order issued under section 8 of the Act ; or. (2) As the Commission may provide upon ...
https://www.law.cornell.edu/cfr/text/17/230.172
Any obligation under section 5(b)(2) of the Act to have a prospectus that satisfies the requirements of section 10(a) of the Act precede or accompany the carrying or delivery of a security in a registered offering is satisfied if the conditions in paragraph (c) of this section are met. (c) Conditions.
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