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https://www.sec.gov/news/press-release/2020-73
Mar 25, 2020 · SEC Extends Conditional Exemptions From Reporting and Proxy Delivery Requirements for Public Companies, Funds, and Investment Advisers Affected By Coronavirus Disease 2019 (COVID-19) Division of Corporation Finance Issues Related Disclosure and Other Guidance. ...
https://www.sec.gov/rules/final/2009/33-8998.pdf
option for satisfying prospectus delivery obligations with respect to mutual fund securities under the Securities Act. Under the option, key information will be sent or given to investors in the form of a summary prospectus (“Summary Prospectus”), and the statutory prospectus will be provided on an Internet Web site.13 Funds that select this
https://www.law.cornell.edu/cfr/text/17/240.15c2-8
Delivery of prospectus. 17 CFR § 240.15c2-8 - Delivery of prospectus. CFR ; Table of Popular Names prev next § 240.15c2-8 ... in order to enable him to comply with the prospectus delivery requirements of section 5(b) (1) and (2) of the Securities Act of 1933. ...
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Prospectus Disclosure and Delivery Requirements Michael Glazer Partner, Bingham McCutchen LLP [Chapter 4 is current as of April 1, 2010.] § 4:1 Federal and State Registration Requirements § 4:1.1 Registration Under the 1933 and 1940 Acts § 4:1.2 The Federal Registration Process [A] Applicable Forms [B] Automatic Effectiveness—Delaying ...
https://finance.zacks.com/sec-prospectus-rules-3758.html
All these laws and amendments contain rules for prospectus content and delivery. Offer Document The SEC requires companies offering securities for sale in the United States to register.
https://www.ropesgray.com/en/newsroom/alerts/2020/03/SEC-Provides-Conditional-Relief-from-In-Person-Fund-Board-Meeting-Requirements-Select-1940-Act
SEC Provides Conditional Relief from In-Person Fund Board Meeting Requirements, Select 1940 Act (Forms N-CEN, N-PORT, N-23C-2) and Advisers Act (Forms ADV and PF) Filing Deadlines and Prospectus Delivery Requirements March 15, 2020 Time to Read: 9 …
https://www.securitieslawyer101.com/2014/prospectus-delivery-requirements/
In IPO’s, a final prospectus must be delivered to all investors with or before they purchase the security being offered. Final prospectus delivery obligations are satisfied when the Company files its final prospectus meeting the requirements of Section 10(a) of the Securities Act on the SEC’s Edgar system.
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://www.finra.org/rules-guidance/notices/95-42
Executive Summary. On May 11, 1995, the Securities and Exchange Commission (SEC or Commission) approved amendments to its rules that would implement two alternative methodologies proposed by the securities industry to expedite the delivery of final prospectuses on public offerings of securities to accommodate the T+3 settlement cycle under SEC Rule 15c6-1.
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