We have collected information about Sec Interpretive Guidance Electronic Delivery for you. Follow the links to find out details on Sec Interpretive Guidance Electronic Delivery.
https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · Today's interpretive guidance will do the following: Facilitate electronic delivery of communications by clarifying that investors may consent to electronic delivery telephonically; intermediaries may request consent to electronic delivery on a "global," multiple-issuer basis;
https://www.sec.gov/rules/interp/interparchive/interparch1996.shtml
SEC Interpretive Releases Archive 1996. The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations.
https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
}Compliance Corner — By Jennifer L. Klass and F. Mindy Lo* Electronic Delivery of Form ADV . Electronic delivery is not a new topic for investment advisers. In fact, the . Securities and Exchange Commission (“SEC”) interpretive guidance that sets forth the framework for electronic delivery dates back to a series of
https://buckleyfirm.com/sites/default/files/Requirements_Pertaining_to_the_Electronic_Delivery_of_Required_Documents.pdf
consent to electronic delivery. SEC Interpretive Releases The SEC first published its views on the use of electronic media to deliver information to investors in 1995. The interpretive guidance in the 1995 Release addressed the electronic delivery of prospectuses, annual reports to securities holders and proxy solicitation mate-rials.File Size: 138KB
https://www.wilmerhale.com/en/insights/publications/sec-updates-internet-guidance-may-2000
May 01, 2000 · On April 28, 2000, the SEC published an interpretive release, Release No. 33-7856, providing guidance on the use of the Internet and other electronic media.The release covers a number of topics of great importance to public companies, broker-dealers and …
https://www.finra.org/rules-guidance/notices/98-03
On May 9, 1996, the Securities and Exchange Commission (SEC or Commission) issued an interpretive release publishing its views on the use of electronic media by broker/dealers for delivery of information. 2 The SEC stated that broker/dealers and others may satisfy their delivery obligations under federal securities laws by using electronic ...
https://www.gibsondunn.com/sec-issues-interpretive-guidance-regarding-section-404-internal-controls-adopts-new-rules-regarding-electronic-delivery-of-proxy-materials-and-proposes-rules-regarding-foreign-private-issuer-deregis/
Dec 13, 2006 · In proposing this interpretive guidance, several Commissioners acknowledged that the absence of prior SEC guidance on this issue caused significant confusion and contributed to high implementation costs, and noted that the proposed guidance is intended to make the Section 404 evaluation process more effective and cost-efficient.
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