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https://www.sec.gov/rules/final/2010/33-9108-secg.htm
Mar 23, 2010 · The "full set delivery" option is similar to the traditional proxy delivery process. It allows a company or other soliciting party to deliver a full set of proxy materials to shareholders along with the Notice of Internet Availability of Proxy Materials.
https://www.sec.gov/contact-information/deliveries
May 18, 2017 · The mailroom entrance has a long pedestrian/wheelchair ramp leading to a single gray door. Push the intercom button to gain entry. The SEC loading dock is next to the Mailroom Courier/Filings Delivery Only sign. Hours of operation are between 8:00 a.m. to 5:00 p.m. Monday through Friday, excluding federal holidays.
The SEC protects investors in the $3.8 trillion municipal securities markets that cities and towns rely on to provide neighborhood schools, local libraries and hospitals, public parks, safe …
https://www.dfinsolutions.com/insights/guide/guide-sec-e-delivery-rule-what-it-means-you-and-your-investors
The SEC recently rolled out the e-delivery rule (30e-3) to provide fund investors with a more modernized, personalized and easier-to-understand solution to viewing shareholder reports. This document will help you better understand the specifics of the rule and ongoing efforts behind it, and how Donnelley Financial Solutions (DFIN) can help you ...
https://www.sec.gov/news/press-release/2018-103
Jun 05, 2018 · Investment Company Disclosure and Delivery Rulemaking Package June 5, 2018. The Commission adopted a new rule and related rule and form amendments that provide certain registered investment companies (“funds”) with an optional method to transmit shareholder reports to investors.
https://www.sec.gov/news/press-release/2020-73
Mar 25, 2020 · SEC Extends Conditional Exemptions From Reporting and Proxy Delivery Requirements for Public Companies, Funds, and Investment Advisers Affected By Coronavirus Disease 2019 (COVID-19) Division of Corporation Finance Issues Related Disclosure and Other Guidance. ...
https://www.sec.gov/rules/final/2007/34-56135.pdf
2. The Full Set Delivery Option: Sending a Notice with a Full Set of Proxy Materials a. Contents of the Notice or incorporation of Notice information b. Design of the specified publicly-accessible Web site c. Means to vote d. Repeat Delivery of a Proxy Card e. Web site confidentiality 3. Differences Between the Full Set Delivery Option and the Notice
https://www.law.cornell.edu/cfr/text/17/240.14a-16
(2) Unless the registrant chooses to follow the full set delivery option set forth in paragraph (n) of this section, it must provide the record holder or respondent bank with all information listed in paragraph (d) of this section in sufficient time for the record holder or respondent bank to prepare, print and send a Notice of Internet Availability of Proxy Materials to beneficial owners at least 40 calendar days before the …
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