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https://www.sec.gov/rules/interp/34-42728.htm
May 04, 2000 · 111 This could arise either when an issuer is conducting an electronic-only offering, or when an issuer is conducting a traditional offering, but certain members of the underwriting syndicate that are online brokers offer only electronic delivery. 112 See Securities Act Rule 174.
https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
the SEC’s 30e-3 proposal without presenting the same concerns that disclosure effectiveness would be compromised. 1 Electronic delivery of disclosure has been permitted under guidance adopted by the Securities and Exchange Commission (SEC) in the mid-1990s, subject to notice, access, and delivery requirements. See, e.g., SEC Release
https://www.uschamber.com/series/above-the-fold/sec-s-e-delivery-rule-common-sense-reform-investors
SEC’s E-Delivery Rule is a Common Sense Reform for Investors. Brian P. O'Shea. Former Senior Director, Center for Capital Markets Competitiveness ... Other entities have also embraced electronic delivery and communication. ... Because of the opposition and attempts to prohibit the SEC from finalizing the e-delivery rule – including efforts ...
https://www.ria-compliance-consultants.com/2011/04/electronic-delivery-of-new-form-adv-part-2/
Apr 12, 2011 · Click here to view the SEC’s full rules regarding electronic delivery. Finally, regardless of whether the client has opted for electronic delivery, you investment adviser is required provide a paper copy of the Form ADV Part 2 whenever a paper copy is specifically requested by the client.
https://buckleyfirm.com/sites/default/files/Requirements_Pertaining_to_the_Electronic_Delivery_of_Required_Documents.pdf
statements regarding electronic delivery. It con-cludes that, although it appears that the SEC has informally taken the position that following the electronic delivery requirements set forth in its Electronic Delivery Releases is sufficient, it would be helpful for the SEC to issue updated guidance and further exemptions to clarify the issue.File Size: 138KB
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