Sec Consent To Electronic Delivery

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34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · We believe that an investor may give a global consent to electronic delivery -- relating to all documents of any issuer -- so long as the consent is informed. 26 Given the broad scope of a global consent and its effect on an investor's ability to receive important documents, we believe intermediaries should take particular care to ensure that ...

Promotion of Electronic Delivery and Development of a ...

    https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
    the SEC’s 30e-3 proposal without presenting the same concerns that disclosure effectiveness would be compromised. 1 Electronic delivery of disclosure has been permitted under guidance adopted by the Securities and Exchange Commission (SEC) in the mid-1990s, subject to notice, access, and delivery requirements. See, e.g., SEC Release

Electronic Delivery of New Form ADV Part 2 - RIA ...

    https://www.ria-compliance-consultants.com/2011/04/electronic-delivery-of-new-form-adv-part-2/
    Apr 12, 2011 · The U.S. Securities and Exchange Commission (“SEC”) will permit an investment adviser to deliver the Form ADV Part 2 electronically; however, certain conditions must be met. The following are some of the key requirements. First, prior to electronic delivery, your investment adviser must obtain consent from the client.

Vol. 14, No. 5 • May 2007 Requirements Pertaining to the ...

    https://buckleyfirm.com/sites/default/files/Requirements_Pertaining_to_the_Electronic_Delivery_of_Required_Documents.pdf
    consent to electronic delivery. SEC Interpretive Releases The SEC first published its views on the use of electronic media to deliver information to investors in 1995. The interpretive guidance in the 1995 Release addressed the electronic delivery of prospectuses, annual reports to securities holders and proxy solicitation mate-rials.File Size: 138KB

Electronic Delivery Agreement - Fidelity Investments

    https://www.fidelity.com/bin-public/060_www_fidelity_com/documents/fidelity/electronic-delivery-agreement.pdf
    Electronic Delivery Agreement To be sent certain documents electronically, rather than through U.S. mail, you must review this electronic delivery agreement (Agreement), and select the Agree, Yes, and/or Open Account button to consent to electronic delivery of documents pertaining to all your Fidelity accountsFile Size: 38KB

SEC Updates Internet Guidance WilmerHale

    https://www.wilmerhale.com/en/insights/publications/sec-updates-internet-guidance-may-2000
    May 01, 2000 · The release clarifies several issues relating to electronic delivery: Telephonic Consent. The SEC's prior releases provided that the evidence of delivery requirement is satisfied if the recipient provides informed consent to receive electronic deliveries, and that informed consent could be provided by written or electronic means.

CONSENT TO THE ELECTRONIC DELIVERY OF DOCUMENTS …

    https://www.selective.com/~/media/Files/S/Selective/documents/pdf-links/E%20Delivery%20TC%2013017
    CONSENT TO THE ELECTRONIC DELIVERY OF DOCUMENTS ("Agreement") Please review the information in this Agreement before you consent to receive electronic Documents from us. For purposes of this Agreement "we," "us," or "our" refers to Selective Insurance Company of America

Compliance Corner - Morgan, Lewis & Bockius

    https://www.morganlewis.com/-/media/files/publication/outside-publication/article/compcorner_electronicdeliveryformadv.ashx
    consent to electronic delivery along with appropriate notice and access) would not, in [the SEC’s] judgment, serve to adequately protect client interests.” Accordingly, while advisers may deliver Form ADVs to clients electronically, the SEC made clear that any electronic delivery should be done

Electronic Delivery and Receipt of Information by Brokers ...

    https://www.msrb.org/msrb1/reports/0299v191/electron.htm
    Questions about this notice may be directed to Ernesto A. Lanza, Associate General Counsel. On May 9, 1996, the Securities and Exchange Commission (the "SEC") issued an interpretative release expressing its views on the use of electronic media for delivery of information by, among others, brokers and dealers.

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