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https://www.law.cornell.edu/cfr/text/17/230.173
(c) Compliance with the requirements of this section is not a condition to reliance on Rule 172. (d) A purchaser may request from the person responsible for sending a notice a copy of the final prospectus if one has not been sent. (e) After the effective date of the registration statement...
https://www.law.cornell.edu/cfr/text/17/230.172
§ 230.172 Delivery of prospectuses. (a) Sending confirmations and notices of allocations. After the effective date of a registration statement, the following are exempt from the provisions of section 5(b)(1) of the Act if the conditions set forth in paragraph (c) of this section are satisfied:
https://www.mayerbrown.com/public_docs/webinar_sorr_24Aug05_color.pdf
Prospectus Delivery • Must deliver notice in lieu of prospectus, if prospectus not delivered (Rule 173) • Not later than two business days after completion of sale, underwriter or dealer shall provide a copy of final prospectus or a notice that sale was made pursuant to a registrationFile Size: 263KB
https://www.cooley.com/news/insight/2009/securities-act-rules-interps
May 14, 2009 · Rule 173 requires that each underwriter or dealer participating in a registered offering must provide to each of its purchasers a copy of the final prospectus or, in lieu of the final prospectus, a notice that the sale was made pursuant to a registration statement, within two business days following the "completion of such sale."
https://www.sec.gov/rules/final/33-8591.pdf
VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.
https://www.law.cornell.edu/cfr/text/17/230.174
(g) If the registration statement relates to an offering of securities of a “blank check company,” as defined in Rule 419 under the Act (17 CFR 230.419), the statutory period for prospectus delivery specified in section 4(3) of the Act shall not terminate until 90 days after the date funds and securities are released from the escrow or trust account pursuant to Rule 419 under the Act.
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Rule 8b-5 under the 1940 Act requires the fund to file its registration statement within three months after filing the Notification of Registration (or, if the fund’s fiscal year ends within this three-month
https://www.law.cornell.edu/cfr/text/17/230.153
Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to certain transactions. 17 CFR § 230.153 - Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to certain transactions.
https://www.sec.gov/rules/final/2009/33-8998.pdf
prospectus. The Commission is also adopting rule amendments that permit a person to satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site.
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