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https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://www.sec.gov/fast-answers/answersmfprospectustipshtm.html
Jul 28, 2010 · Mutual funds must provide a copy of the fund’s prospectus to shareholders after they purchase shares, but investors can – and should – request and read the fund’s prospectus before making an investment decision. There are two kinds of prospectuses: (1) the statutory prospectus; and (2) the Summary Prospectus.
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
§ 4:1 Federal and State Registration Requirements Mutual fund prospectus disclosures are made in the context of registration of the fund and its shares under both the 1933 Act and the 1940 Act, which is described in this section. § 4:1.1 Registration Under the 1933 and 1940 Acts As mutual funds continuously offer and sell securities (their ...
https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
the conduct of funds, which are subject to extensive substantive regulation under the Investment Company Act.” Investment Company Act Release No. 23,064, at n.221 (June 1, 1998). This remains a goal that is not always achieved. Prospectus Disclosure and Delivery Requirements § 4:1.2 (Mutual Fund Reg., Rel. #11, 7/17) 4–5 2nd Proofs 6/28/2017File Size: 823KB
https://www.akingump.com/en/news-insights/sec-issues-final-rule-regarding-mutual-fund-and-etf-disclosure-requirements-and-adopts-new.html
Jan 28, 2009 · A fund that uses a summary prospectus to meet the prospectus delivery requirements or to accompany other communications related to an offering must (1) send or give the summary prospectus to investors no later than the carrying or delivery of the fund security or the transmittal of those communications, (2) file the summary prospectus no later ...
https://study.com/academy/lesson/delivery-of-prospectus-rules-requirements.html
Prospectuses also need to be prepared and provided to investors in mutual funds, exchange traded funds, ... Delivery of Prospectus: Rules & Requirements Next Lesson. Notice of Sale for Municipal ...
https://www.thebalance.com/the-summary-prospectus-2466681
Oct 31, 2019 · The SEC also adopted a rule that allows a summary prospectus to satisfy prospectus delivery requirements as long as the summary prospectus, the full, statutory prospectus, and other required information is available online.
https://finance.zacks.com/prospectuses-still-required-selling-mutual-funds-7871.html
Changes to Fund Requirements. In 2009, to simplify disclosure for fund investors, the SEC amended the prospectus requirements. Instead of a full statutory prospectus, mutual funds can now provide ...
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