We have collected information about Prospectus Delivery Requirements For 401k Plans for you. Follow the links to find out details on Prospectus Delivery Requirements For 401k Plans.
https://www.ebglaw.com/news/department-of-labor-allows-summary-prospectus-delivery-to-401k-plan-participants/
Sep 23, 2009 · September 23, 2009. Following the lead of the Securities Exchange Commission (SEC), the Department of Labor (DOL) confirmed (in Field Assistance Bulletin 2009-3, released September 8, 2009) that it will consider delivery of a Summary Prospectus that meets SEC requirements as also meeting DOL rules for delivery of investment prospectuses to plan participants.
https://corporate.findlaw.com/corporate-governance/disclosure-requirements-for-plans-subject-to-erisa-and-sec-rules.html/
Disclosure Requirements for Plans Subject to Erisa and Sec Rules. Find out more about this topic, read articles and blogs or research legal issues, cases, and codes on FindLaw.com.
http://www.401khelpcenter.com/pdf/Death_to_the_Prospectus_Requirement.pdf
Death to the Prospectus Requirement! The New 401(k) Participant Disclosure Rules By Pete Swisher, CFP®, CPC The Department of Labor is on a roll. Faced with widespread government, industry, and public concern about the level of disclosure and fees in qualified plans, theyFile Size: 818KB
https://benefitslink.com/boards/index.php?/topic/4655-prospectus-delivery/
Apr 13, 2001 · The Regs for 404© say that a current prospectus must be furnished to a participant after he makes an ivestment in a fund. is it sufficient to give them to the Plan Administrator and have the participants get one from the Plan Administrator whent they make the investment?
https://www.shrm.org/ResourcesAndTools/hr-topics/benefits/Pages/SummaryProspectus.aspx
Sep 08, 2009 · DOL Approves 'Summary Prospectus' for 401(k) Fund Investors ... -style defined contribution plan might satisfy the prospectus delivery requirements of section 404(c) ...
https://info.wagnerlawgroup.com/hubfs/docs/B%20Salkin%20ERISA%20and%20SEC%20Prospectus%20Disclsure%20Article%20-%20LexisNexis%20(A0389483x9E0D7).pdf
additional disclosures related to plans with company stock fund investments, certain securities disclosure requirements duplicate information already required in an SPD, as discussed below in Prospectus Requirements When Offering a Company Stock Fund Investment in a 401(k) Plan – Securities Act Rule 428: The Prospectus.File Size: 377KB
http://kbpensionservices.com/files/9513/7347/0030/A_Guide_to_Electronic_Delivery_of_Participant_Disclosure_Materials.pdf
A GUIDE TO ELECTRONIC DELIVERY OF PARTICIPANT DISCLOSURE MATERIALS . The U.S. Department of Labor (DOL) and the Internal Revenue Service (IRS) issued a series of rules and interpretations around using e-mail and other electronic disclosure methods. This guide is intended to:File Size: 81KB
https://www.investopedia.com/ask/answers/100314/what-information-does-my-employer-have-give-me-regarding-my-401k-plan.asp
Nov 01, 2019 · 401K. 401(k) Plans: The Complete Guide ... While a prospectus is not required, many 401(k) providers issue a prospectus of every fund offered in the plan. ...Author: Investopedia Staff
https://www.ebglaw.com/content/uploads/2014/06/31934_Client-Alert-Summary-Prospectus.pdf
consider delivery of a Summary Prospectus that meets SEC requirements as also meeting DOL rules for delivery of investment prospectuses to plan participants. This should make compliance with DOL regulations requiring delivery of mutual fund prospectuses to plan participants easier and cheaper.
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
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