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https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
§ 4:5.2 Delivery of Final Prospectus and Supplements [A] Initial Delivery [B] Summary Prospectus: Accessibility of Statutory Prospectus, SAI, and Shareholder Reports ... period, within three months after the end of its fiscal year). The Commission has designated Form N-1A as the form of
https://www.law.cornell.edu/cfr/text/17/230.174
(c) Where a registration statement relates to offerings to be made from time to time no prospectus need be delivered after the expiration of the initial prospectus delivery period specified in section 4(3) of the Act following the first bona fide offering of securities under such registration statement.
https://www.law.cornell.edu/cfr/text/17/240.15c2-8
Delivery of prospectus. 17 CFR § 240.15c2-8 - Delivery of prospectus. ... or exempted from the requirement to file reports thereunder pursuant to section 12 ... with the written request of any person for a copy of the final prospectus relating to such securities during the period between the effective date of the registration statement and the ...
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...
https://www.securitieslawyer101.com/2014/prospectus-delivery-requirements/
In IPO’s, a final prospectus must be delivered to all investors with or before they purchase the security being offered. Final prospectus delivery obligations are satisfied when the Company files its final prospectus meeting the requirements of Section 10(a) of the Securities Act on the SEC’s Edgar system.
https://www.sec.gov/news/press-release/2020-73
Mar 25, 2020 · Registered closed-end investment companies and business development companies from the requirement to file Form N-23C-2 at least 30 days prior to calling or redeeming securities. The Order would extend to the period from (and including) the date of the original order to (and including) August 15, 2020. The original order extended to June 15, 2020.
http://media.mofo.com/files/uploads/Images/130726-FINRA-Late-Prospectus.pdf
Please Mr. Postman: FINRA Cracks Down on Late Prospectus Delivery. By . ... Section 5(b)(2)’s requirement of timely prospectus delivery also applies to the delivery of ETF prospectuses. In ... represented close to 5% of the prospectuses due during the relevant review period…
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