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https://www.sec.gov/rules/final/2009/33-8998.pdf
option for satisfying prospectus delivery obligations with respect to mutual fund securities under the Securities Act. Under the option, key information will be sent or given to investors in the form of a summary prospectus (“Summary Prospectus”), and the statutory prospectus will be provided on an Internet Web site.13 Funds that select this
https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
Prospectus Delivery The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can...
https://www.sec.gov/news/press-release/2020-57
Mar 11, 2020 · The new rule permits a person to satisfy its prospectus delivery obligations under the Securities Act for a variable contract by providing a summary prospectus to investors and making the statutory prospectus available online.
https://www.finra.org/rules-guidance/rulebooks/retired-rules/rule-726
Every member and member organization shall deliver a current Prospectus of The Options Clearing Corporation to each customer who requests one. The term "current Prospectus of The Options Clearing Corporation" means the prospectus portion of Form S-20 that meets the delivery requirements of Rule 153b under the Securities Act of 1933, as amended.
https://www.gao.gov/products/gao-09-346r
Feb 09, 2009 · GAO reviewed the Securities and Exchange Commission's (SEC) new rule on enhanced disclosure and new prospectus delivery option for registered open-end management investment companies. GAO found that (1) the final rule amends the mutual fund registration form to require certain information to appear in plain English in a standardized order in a summary section at the front of the …
https://www.sec.gov/rules/proposed/2007/33-8861.pdf
delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor’s request, mutual
http://www.klgates.com/summary-prospectus-and-new-prospectus-delivery-option-for-mutual-funds-02-05-2009/
Feb 05, 2009 · The new rules call for a new summary section (Summary Section) to be placed at the beginning of the statutorily required full prospectus, and provide that a mutual fund may satisfy its prospectus delivery obligation by providing an investor a "Summary Prospectus" containing substantially the same information that is in the Summary Section and making other disclosure …
https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
Chapter 4 Prospectus Disclosure and Delivery Requirements Michael Glazer Partner, Bingham McCutchen LLP [Chapter 4 is current as of April 1, 2010.] § …
http://www.tiaa.org/public/prospectuses
Annuities issued by Teachers Insurance and Annuity Association of America (TIAA), New York, NY. Investment, insurance and annuity products are not FDIC insured, are not bank guaranteed, are not deposits, are not insured by any federal government agency, are not a condition to any banking service or activity, and may lose value.
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