Prospectus Delivery Electronic

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Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    [C] Summary Prospectus: Delivery of Statutory Prospectus Upon Request § 4:6 Use of Electronic Media § 4:6.1 Consent to Electronic Delivery § 4:6.2 Notice, Access, and Proof of Delivery § 4:6.3 Hyperlinks § 4:1 Federal and State Registration Requirements Mutual fund prospectus disclosures are made in the context of

SEC.gov SEC Adopts Investor Disclosure Improvements for ...

    https://www.sec.gov/news/press-release/2020-57
    Mar 11, 2020 · An investor who receives a contract summary prospectus will be able to request the contract's statutory prospectus and SAI be sent in paper or electronically, at no cost to the investor. Optional Method to Satisfy Prospectus Delivery Requirements for Underlying Mutual Funds

34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · We first published our views on the use of electronic media to deliver information to investors in 1995. 11 The 1995 Release focused on electronic delivery of prospectuses, annual reports to security holders and proxy solicitation materials under the Securities Act of 1933, 12 the Securities Exchange Act of 1934 13 and the Investment Company Act of 1940. 14 Our 1996 electronic media release 15 focused on electronic delivery of required information by broker-dealers …

Promotion of Electronic Delivery and Development of a ...

    https://www.sec.gov/spotlight/investor-advisory-committee-2012/recommendation-promotion-of-electronic-delivery-and-development.pdf
    by speeding the transition to electronic delivery of mutual fund disclosure documents.1 • Investor advocates have also noted the potential for electronic delivery to enhance the quality and timeliness of disclosures, including by promoting greater use of layered disclosures,2 but only if the transition to electronic delivery occurs in a way that

Prospectus Disclosure 6/28/2017 and Delivery Requirements

    https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
    § 4:5.2 Delivery of Final Prospectus and Supplements [A] Initial Delivery [B] Summary Prospectus: Accessibility of Statutory Prospectus, SAI, and Shareholder Reports [C] Summary Prospectus: Delivery of Statutory Prospectus upon Request § 4:6 Use of Electronic Media § 4:6.1 Consent to Electronic Delivery § 4:6.2 Notice, Access, and Proof of ...File Size: 823KB

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    prospectus. The Commission is also adopting rule amendments that permit a person to satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site.

Credit Suisse Securities (USA) LLC

    https://www.icsdelivery.com/cs-prospectus/formNew3
    Upon receipt of your consent, for each mutual fund, ETF, and or UIT transaction that requires that we deliver to you a final prospectus, we will send you an email and your unique enrollment number, after which you will begin receiving e-mail announcements that will include the internet address(URL) where the prospectus(es) can be viewed and printed.

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