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https://www.theocc.com/about/publications/character-risks.jsp
Characteristics & Risks of Standardized Options. Prior to buying or selling an option, investors must read a copy of the Characteristics & Risks of Standardized Options, also known as the options disclosure document (ODD). It explains the characteristics and risks of exchange traded options. October 2018 Supplement (PDF) November 2012 ...
https://www.law.cornell.edu/cfr/text/17/240.9b-1
Section 240.9b-1. Options disclosure document. 17 CFR § 240.9b-1 - Options disclosure document. ... that such delivery is necessary to ensure timely and accurate disclosure with respect to one or more of the options classes covered by the ... If a definitive options disclosure document relating to an options class is amended or supplemented, ...
https://www.investopedia.com/terms/o/optiondisclosuredocument.asp
Apr 30, 2018 · Option Disclosure Document: A publication issued by the Options Clearing Corporation (OCC) that first-time option traders are required to read before being allowed to …
https://www.finra.org/rules-guidance/rulebooks/retired-rules/rule-726
(a) Options Disclosure Document At or prior to the time a customer's account is approved for trading in a particular kind of option by a member or member organization, such member or member organization shall deliver to the customer the applicable current Options Disclosure Document.
https://www.finra.org/rules-guidance/notices/98-03
Notice to Members 98-03. ... Delivery of Current Disclosure Document) requires delivery of the appropriate Options Clearing Corporation disclosure document to each customer at or prior to the time the customer's account is approved for options trading. Thereafter, delivery must be made to each customer of amendments or revisions to the ...
https://www.federalregister.gov/documents/2018/11/16/2018-24988/self-regulatory-organizations-the-options-clearing-corporation-order-granting-approval-of
Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting the Inclusion of Disclosure Regarding Foreign Currency Index Options and Implied Volatility Index Options, Certain Contract Adjustment Disclosures, and T+2 Settlement
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