Msrb Access Equals Delivery

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Municipal Securities Rulemaking Board’s Website Terms of Use

    http://www.msrb.org/Rules-and-Interpretations/Regulatory-Notices/2006/2006-19.aspx
    This website (including msrb.org, its subdomain emma.msrb.org and the Electronic Municipal Market Access (EMMA®) system, and all other subdomains and areas of this website, hereinafter collectively referred to as the "Website"), is administered by the Municipal Securities Rulemaking Board ("MSRB", "we", "us" or "our").

Application of Access Equals Delivery Standard to Official ...

    https://www.sifma.org/resources/submissions/tbma-submits-comments-to-the-msrb-on-application-of-access-equals-delivery-standard-to-official-statement-dissemination/
    The Bond Market Association (TBMA)* provides comments to the Municipal Securities Rulemaking Board (MSRB) on the application of access equals delivery standard to official statement dissemination for new issue municipal securities, MSRB Notice 2006-19. The proposal would implement an electronic system of primary market disclosure to promote significantly more effective and efficient delivery ...

PROSPECTUS DELIVERY METHODS - Lafayette Investments

    http://lafayetteinvestments.com/vision/prosdel_methods.html
    PROSPECTUS DELIVERY METHODS. Important prospectus delivery information for customers of Lafayette Investments, Inc. In January 2008, First Clearing and Lafayette Investments, Inc. adopted the “Access Equals Delivery” (AED) model which presumes that investors have access to the Internet, and permits securities issuers and their intermediaries to satisfy their prospectus delivery ...

MSRB 2007-05 MSRB Seeks Comments on Draft Rule Changes to ...

    http://www.msrb.org/Rules-and-Interpretations/Regulatory-Notices/2007/2007-05.aspx
    The Concept Release described in general terms certain modifications that could be made to existing MSRB rules to implement the “access equals delivery” model. The MSRB received comments from 29 industry participants, who were very supportive of an “access equals delivery” model with only limited reservations. Based on its review of ...

MSRB Planning to Delay Its Launch of Access-Equals ...

    https://www.bondbuyer.com/news/msrb-planning-to-delay-its-launch-of-access-equals-delivery-disclosure-test
    The Municipal Securities Rulemaking Board announced yesterday that it will not be able to launch its primary market disclosure "access-equals-delivery" system or its continuing disclosure test ...

Fixed Income Offering Disclosure Documentation Information ...

    https://www.raymondjames.com/wealth-management/advice-products-and-services/investment-solutions/fixed-income/fixed-income-offering-disclosure-documentation-information
    Fixed Income Offering Disclosure Documentation Information. Raymond James has adopted “Access Equals Delivery”* for delivery of offering disclosure documents, including, without limitation, prospectuses and official statements. To access offering disclosure documents, please visit the websites listed below.

SIFMA Warns Against 'Standing Requests' for Paper Copies ...

    https://www.bondbuyer.com/news/sifma-warns-against-standing-requests-for-paper-copies-of-os
    May 12, 2009 · The Municipal Securities Rulemaking Board's proposed access-equals-delivery system would require dealers to "undertake an enormous amount of expense" to accommodate customers' standing requests ...

17 CFR § 230.172 - Delivery of prospectuses. CFR US ...

    https://www.law.cornell.edu/cfr/text/17/230.172
    (a) Sending confirmations and notices of allocations. After the effective date of a registration statement, the following are exempt from the provisions of section 5(b)(1) of the Act if the conditions set forth in paragraph (c) of this section are satisfied: (1) Written confirmations of sales of securities in an offering pursuant to a registration statement that contain information limited to ...

SECURITIES AND EXCHANGE COMMISSION - SEC.gov

    https://www.sec.gov/rules/final/33-8591.pdf
    VI. Prospectus Delivery Reforms A. Current Prospectus Delivery Requirements B. Prospectus Delivery Revisions 1. Access Equals Delivery a. Rule 172 (i) Scope of Rule (ii) Comments on Rule 172 b. Exceptions to the Rule c. Notification (i) Rule 173 (ii) Comments on Rule 173 2. Written Confirmations and Notices of Allocations 3.

COMMENTS OF THE NATIONAL ASSOCIATION OF BOND …

    https://www.nabl.org/portals/0/documents/NABLCommentLetters-NABLCommentsMSRBAccessEqualsDelivery.pdf
    issues; however, this model should not otherwise alter or modify the delivery requirements of SEC Rule 15c2‐12. By adopting the “access equals delivery” model, the MSRB recognizes that the use of electronic media has become the prevailing method of communication in the financial marketplace.

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