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https://www.yelp.com/biz/john-thomas-financial-new-york
1 review of John Thomas Financial "Well the SEC agrees with me and shut these criminals down! The damage this company did with it's boiler room tactics was terrible! They violated their fiduciary duty to their clients, they double traded in taking stocks, never offer the advise or direction to protect their clients positions. Well it caught up with them!
https://files.brokercheck.finra.org/firm/firm_40982.pdf
JOHN THOMAS FINANCIAL CRD# 40982 SEC# 8-49254 Main Office Location 14 WALL STREET 23RD FLOOR NEW YORK, NY 10005 Mailing Address 14 WALL STREET 23RD FLOOR NEW YORK, NY 10005 Business Telephone Number 212-299-7816 Report Summary for this Firm This report summary provides an overview of the brokerage firm. Additional information for this firm can ...
https://www.indeed.com/cmp/John-Thomas-Financial/reviews
A typical work day would start at 8am and end at 9pm. Days consisted of contacting clients and giving them investment advice and also constantly pursuing new clients. John Thomas Financial helped sharpen my abilities in sales and speaking with new clients over the phone.
https://www.securitieslawyer101.com/2017/charges-john-thomas-financial/
On August 2, 2017, the Securities and Exchange Commission (“SEC”) announced fraud and other charges against two individuals and John Thomas Financial, a related company, for their roles in a manipulative trading scheme involving Liberty Silver Corp., a penny stock.. The SEC’s complaint, filed on August 1, 2017 in federal district court in New York, alleges that, …
https://en.wikipedia.org/wiki/John_Thomas_Financial
John Thomas Financial was a privately held financial services firm located in the Financial District of New York City. It closed in July 2013 after its founder, Anastasios "Thomas" Belesis was sued by the Securities and Exchange Commission for deceiving investors. In 2009, John Thomas Financial moved its offices into 14 Wall Street, where it occupied the entire 23rd floor.
https://www.sec.gov/litigation/opinions/2020/33-10834.pdf
1 John Thomas Cap .Mgmt Grp. LLC, d/b/a Patriot28 LLC, Initial Decision Release No. 693, 2014 WL 5304908 (Oct. 17, 2014). Two other respondents settled this proceeding: John Thomas Financial, Inc. (“JTF”), a broker-dealer and the Funds’ primary placement agent, and Anastasios “Tommy” Belesis, JTF’s founder and CEO.
https://www.investmentnews.com/belesis-brothers-ex-john-thomas-brokers-emerge-at-new-firm-52981
Belesis brothers, ex-John Thomas brokers emerge at new firm Dozens of brokers from John Thomas Financial Inc. have found new employers in New York's financial district. January 30, 2014
https://www.therecordnorthshore.org/2021/11/10/in-memoriam-township-trustee-john-thomas-filled-life-with-public-service/
“John Thomas truly embodied public service. New Trier was fortunate to have his financial, service-oriented, and civic-minded presence on the Board for the last five years,” said Township Supervisor Gail S. Eisenberg, who served alongside Thomas, in a press release. “He was extremely generous with his time.”
https://www.buzzfeednews.com/article/mariahsummers/exclusive-secrets-from-the-sexist-pitchbook-of-one-of-wall-s
John Thomas Financial Inc. is a brokerage house straight out of the movie Boiler Room, with brokers fueled by vending machines stocked with nothing but energy drinks and music from Rocky films blaring from speakers. Its founder, Anastasios "Tommy" Belesis, even had a role in the sequel to Wall Street.. Junior brokers cold-call prospects for up to 14 hours a day, …
https://www.investmentnews.com/tommy-belesis-barred-from-brokerage-business-55321
The Securities and Exchange Commission on Thursday barred Anastasios “Tommy” Belesis, former chief executive of the shuttered John Thomas Financial Inc., from the brokerage business.
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