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https://www.deacons.com/2021/01/25/sfc-proposes-revisions-to-entry-requirements-and-competency-standards-for-intermediaries/#:~:text=In%20relation%20to%20CPT%20requirements%2C%20the%20SFC%20proposes,relevant%20to%20the%20RAs%20in%20which%20they%20engage.
https://www.sfc.hk/en/faqs/intermediaries/licensing/Licensing-related-matters-in-light-of-the-COVID-19-pandemic
The SFC decided to allow all licensed individuals who are unable to fulfil the annual CPT hours by 31 December 2020 to carry forward any unfulfilled CPT hours for the calendar year of 2020 to 2021. It is, however, noteworthy that online courses, considered as self-study, are acceptable for the purpose of meeting the CPT requirement.
https://www.charltonslaw.com/sfc-to-upgrade-competency-standards-for-licensed-intermediaries-and-individuals-from-1-january-2022/
a minimum of 10 CPT hours per calendar year for licensed representatives and relevant individuals; and; a minimum of 12 CPT hours per calendar year for responsible officers and executive officers (including 2 CPT hours on topics relating to regulatory compliance). 3. Minimum CPT Requirement on Topics Directly Relevant to the Regulated Activity
https://www.deacons.com/2021/08/19/hong-kong-sfc-licensing-and-compliance-hints-6/
Hong Kong SFC licensing and compliance hints. ... When counting how many CPT hours are required for 2021, licensed individuals also need to check if they have any unfulfilled 2020 CPT hours that have been carried forward for completion in …
https://www.profectional.com/cpt/
Securities and Futures Commission (SFC) CPT Requirements According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.
https://www.deacons.com/2021/01/25/sfc-proposes-revisions-to-entry-requirements-and-competency-standards-for-intermediaries/
The current continuous professional training ( CPT) requirements require an individual to undertake a minimum of five CPT hours per calendar year for each RA undertaken. Going forward the SFC proposes to base the CPT requirements on an individual rather than activity basis. In relation to CPT requirements, the SFC proposes a minimum of 10 CPT hours …
https://www.hksi.org/en/development/continuous-learning/cpt-courses-events/cpt-courses-events/
CPT Courses & Events. CPT Courses & Events Courses Events. Recognised Leading Training Provider. The HKSI Institute is a leading training provider in Hong Kong. We offer a full spectrum of course and events that help practitioners perform effectively in this rapidly evolving securities and investment market. The popular topics include ...
https://www.complianceplus.hk/services/online-training/
19 – Hong Kong SFC Revised Code on Unit Trusts and Mutual Funds (Revised UT Code) (1 Hour) (English Version) The Securities and Futures Commission issued its consultation conclusion on proposed amendments to the Code on Unit Trusts and Mutual Funds (UT Code) on 6 Dec 2018 while the changes were effective on 1 January 2019.
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