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https://quizlet.com/445445348/unit-6-communication-with-clients-10-flash-cards/#:~:text=B.%20Part%202%20of%20the%20Form%20ADV%20may,must%20be%20made%20within%20120%20days%2C%20not%20150.
https://www.lawinsider.com/clause/delivery-of-form-adv
DELIVERY OF FORM ADV. The Adviser acknowledges receipt of the Sub-Adviser’s Form ADV more than 48 hours prior to the execution of this Agreement. If the terms and conditions described above are in accordance with your understanding, kindly indicate your acceptance of this Agreement by signing and returning to us the enclosed copy of this Agreement.
https://www.sec.gov/about/forms/formadv-part2.pdf
ADV, Instructions for Part 2A of Form ADV, Instructions for Part 2B of Form ADV, and (if you are preparing or updating a wrap fee program brochure) Instructions for Part 2A Appendix 1 of Form ADV, before preparing or updating your brochure or brochure supplements. 1. Narrative Format. Part 2 of Form ADV consists of a series of items that ...
https://mastercompliance.com/2021/03/brochure-delivery-requirements/
Under the NASAA Model Rule on adviser brochures, advisers are required to deliver the brochure to the client at least 48 hours before entering into an advisory contract or at the time of entering into an advisory contract if the advisory client has the right to terminate the contract without penalty within five business days after entering the contract.
https://www.law.cornell.edu/cfr/text/17/275.204-3
(a) General requirements. If you are registered under the Act as an investment adviser, you must deliver a brochure and one or more brochure supplements to each client or prospective client that contains all information required by Part 2 of Form ADV [17 CFR 279.1].(b) Delivery requirements. Subject to paragraph (g), you (or a supervised person acting on your behalf) must:
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