Electronic Prospectus Delivery Requirements

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www.sec.gov

    https://www.sec.gov/rules/concept/33-7233.txt
    The fund may cease making its prospectus available through the Web site as soon as the fund no longer plans to rely on electronic delivery for satisfying its prospectus delivery requirements. -[50]- Generally, an annual or semi-annual report should be available until superseded by a later report.

Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    the requirements for the prospectus which will meet the requirements. of section 10(a) of the 1933 Act and which must be delivered to. all purchasers of a fund’s shares (referred to as the “statutory. prospectus”).

17 CFR § 240.15c2-8 - Delivery of prospectus. CFR US ...

    https://www.law.cornell.edu/cfr/text/17/240.15c2-8
    Electronic Code of Federal Regulations (e-CFR) Title 17. ... Section 240.15c2-8. Delivery of prospectus. 17 CFR § 240.15c2-8 - Delivery of prospectus. CFR ; Table of Popular Names ... respect to which a registration statement has been filed under the Securities Act of 1933 unless he complies with the requirements set forth in ...

Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Prospectus Delivery The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can...

Vol. 14, No. 5 • May 2007 Requirements Pertaining to the ...

    https://buckleyfirm.com/sites/default/files/Requirements_Pertaining_to_the_Electronic_Delivery_of_Required_Documents.pdf
    Although the Electronic Delivery Releases and ESIGN are generally compatible, the con-sumer consent requirements in ESIGN impose specific requirements that providers must meet that go beyond what the SEC set forth in the Electronic Delivery Releases. Although the SEC adopted a rule that exempts from the ESIGN consumer consent requirementsFile Size: 138KB

CSA Propose Electronic Delivery Of Prospectuses And Other ...

    https://www.mondaq.com/canada/shareholders/888794/csa-propose-electronic-delivery-of-prospectuses-and-other-continuous-disclosure-documents
    Initial focus would be on the electronic delivery of prospectuses, financial statements and MD&A; however, the CSA is also interested in extending electronic delivery to other types of documents, including rights offering materials, proxy-related materials and take-over bid and issuer bid circulars.

A GUIDE TO ELECTRONIC DELIVERY OF PARTICIPANT …

    http://kbpensionservices.com/files/9513/7347/0030/A_Guide_to_Electronic_Delivery_of_Participant_Disclosure_Materials.pdf
    So long as these requirements are met, plan administrators have flexibility when providing information by electronic delivery methods. For example, a document may be sent in the text of an e-mail or as an attachment to an e-mail. A plan administrator may also send, via electronic or paper mail, a link to the required information on a website.File Size: 81KB

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