Electronic Delivery Of Prospectus Requirement

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Prospectus Disclosure and Delivery Requirements

    https://www.morganlewis.com/-/media/files/docs/archive/glazer-publication_5810pdf.ashx
    § 4:5 Delivery Requirements § 4:5.1 Delivery of Preliminary Prospectus § 4:5.2 Delivery of Final Prospectus and Supplements [A] Initial Delivery [B] Summary Prospectus: Accessibility of Statutory Prospectus, SAI, and Shareholder Reports [C] Summary Prospectus: Delivery of Statutory Prospectus Upon Request § 4:6 Use of Electronic Media

Prospectus Disclosure 6/28/2017 and Delivery Requirements

    https://legacy.pli.edu/product_files/Titles/148/%23205949_04_Mutual_Fund_Regulation_P2_20170714142446.pdf
    § 4:5 Delivery Requirements § 4:5.1 Delivery of Preliminary Prospectus § 4:5.2 Delivery of Final Prospectus and Supplements [A] Initial Delivery [B] Summary Prospectus: Accessibility of Statutory Prospectus, SAI, and Shareholder Reports [C] Summary Prospectus: Delivery of Statutory Prospectus upon Request § 4:6 Use of Electronic MediaFile Size: 823KB

34-42728 - SEC

    https://www.sec.gov/rules/interp/34-42728.htm
    May 04, 2000 · 111 This could arise either when an issuer is conducting an electronic-only offering, or when an issuer is conducting a traditional offering, but certain members of the underwriting syndicate that are online brokers offer only electronic delivery. 112 See Securities Act Rule 174.

Final Rule: Enhanced Disclosure and New Prospectus ...

    https://www.sec.gov/rules/final/2009/33-8998.pdf
    prospectus. The Commission is also adopting rule amendments that permit a person to satisfy its mutual fund prospectus delivery obligations under Section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site.

SEC Updates Internet Guidance WilmerHale

    https://www.wilmerhale.com/en/insights/publications/sec-updates-internet-guidance-may-2000
    May 01, 2000 · The release clarifies several issues relating to electronic delivery: Telephonic Consent. The SEC's prior releases provided that the evidence of delivery requirement is satisfied if the recipient provides informed consent to receive electronic deliveries, and that informed consent could be provided by written or electronic means.

Requirements for Prospectus Delivery Mutual Funds ...

    https://finance.zacks.com/requirements-prospectus-delivery-mutual-funds-11356.html
    Prospectus Delivery. The SEC requires mutual fund managers to provide investors an Internet link to a fund's prospectus summary, along with a toll-free number and an e-mail address where they can ...

Please Mr. Postman: FINRA Cracks Down on Late Prospectus ...

    https://media2.mofo.com/documents/130726-finra-late-prospectus.pdf
    Please Mr. Postman: FINRA Cracks Down on Late Prospectus Delivery. By . ... Section 5(b)(2)’s requirement of timely prospectus delivery also applies to the delivery of ETF prospectuses. In ... Firms should also be aware of the availability of electronic delivery of prospectuses. In general, the federal

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